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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUD
5101
DELISTED
Hudson Ltd. Class A Common Shares
HUD
$2K ﹤0.01%
+106
New +$1.38K
GPOR
5102
DELISTED
Gulfport Energy Corp.
GPOR
$2K ﹤0.01%
445
+15
+3% +$43
ONDK
5103
DELISTED
On Deck Capital, Inc.
ONDK
$2K ﹤0.01%
+600
New +$2.41K
DLPH
5104
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$2K ﹤0.01%
167
+23
+16% +$298
STML
5105
DELISTED
Stemline Therapeutics, Inc.
STML
$2K ﹤0.01%
180
– –
I
5106
DELISTED
INTELSAT S. A.
I
$2K ﹤0.01%
271
-14,801
-98% -$233K
SSI
5107
DELISTED
Stage Stores Inc
SSI
$2K ﹤0.01%
298
– –
DERM
5108
DELISTED
Dermira, Inc.
DERM
$2K ﹤0.01%
+100
New +$863
ACHN
5109
DELISTED
Achillion Pharmaceuticals
ACHN
$2K ﹤0.01%
300
– –
SRCI
5110
DELISTED
SRC Energy Inc
SRCI
$2K ﹤0.01%
522
-429
-45% -$1.63K
CTIC
5111
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$2K ﹤0.01%
1,110
+1,090
+5,450% +$1.03K
PAK
5112
DELISTED
Global X MSCI Pakistan ETF
PAK
$2K ﹤0.01%
58
– –
CEMI
5113
DELISTED
Chembio diagnostics, Inc.
CEMI
$2K ﹤0.01%
481
– –
STFC
5114
DELISTED
State Auto Financial Corp
STFC
$2K ﹤0.01%
49
-339
-87% -$10.9K
GCVRZ
5115
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$2K ﹤0.01%
2,439
-24
-1% -$18
AAAU icon
5116
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
$1K ﹤0.01%
46
-74
-62% -$1.09K
ACEL icon
5117
Accel Entertainment
ACEL
$978M
$1K ﹤0.01%
+100
New +$1.09K
ACET icon
5118
Adicet Bio
ACET
$85.2M
$1K ﹤0.01%
+9
New +$4.56K
ACIU icon
5119
AC Immune
ACIU
$223M
$1K ﹤0.01%
+100
New +$666
ANDE icon
5120
Andersons Inc
ANDE
$2.41B
$1K ﹤0.01%
32
-500
-94% -$10.9K
ANGI icon
5121
Angi Inc
ANGI
$229M
$1K ﹤0.01%
9
– –
APEI icon
5122
American Public Education
APEI
$890M
$1K ﹤0.01%
+50
New +$1.22K
ASC icon
5123
Ardmore Shipping
ASC
$710M
$1K ﹤0.01%
+159
New +$1.32K
AVTR icon
5124
Avantor
AVTR
$9.32B
$1K ﹤0.01%
+77
New +$1.23K
BALY icon
5125
Bally's
BALY
$682M
$1K ﹤0.01%
50
– –
203 204
205
206 207

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.