LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONDK
5101
DELISTED
On Deck Capital, Inc.
ONDK
$2K ﹤0.01%
+600
DLPH
5102
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
$2K ﹤0.01%
167
+23
STML
5103
DELISTED
Stemline Therapeutics, Inc.
STML
$2K ﹤0.01%
180
I
5104
DELISTED
INTELSAT S. A.
I
$2K ﹤0.01%
271
-14,801
SSI
5105
DELISTED
Stage Stores Inc
SSI
$2K ﹤0.01%
298
DERM
5106
DELISTED
Dermira, Inc.
DERM
$2K ﹤0.01%
+100
ACHN
5107
DELISTED
Achillion Pharmaceuticals
ACHN
$2K ﹤0.01%
300
SRCI
5108
DELISTED
SRC Energy Inc
SRCI
$2K ﹤0.01%
522
-429
CTIC
5109
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$2K ﹤0.01%
1,110
+1,090
PAK
5110
DELISTED
Global X MSCI Pakistan ETF
PAK
$2K ﹤0.01%
58
CEMI
5111
DELISTED
Chembio diagnostics, Inc.
CEMI
$2K ﹤0.01%
481
STFC
5112
DELISTED
State Auto Financial Corp
STFC
$2K ﹤0.01%
49
-339
GCVRZ
5113
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$2K ﹤0.01%
2,439
-24
GTE icon
5114
Gran Tierra Energy
GTE
$277M
$2K ﹤0.01%
120
GWRS icon
5115
Global Water Resources
GWRS
$224M
$2K ﹤0.01%
162
+1
DLBS
5116
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$1K ﹤0.01%
88
-22
AVEO
5117
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$1K ﹤0.01%
185
-100
PIR
5118
DELISTED
Pier 1 Imports, Inc.
PIR
$1K ﹤0.01%
102
CISN
5119
DELISTED
Cision Ltd. Ordinary Share
CISN
$1K ﹤0.01%
109
+35
JAG
5120
DELISTED
Jagged Peak Energy Inc.
JAG
$1K ﹤0.01%
135
+52
SMTA
5121
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$1K ﹤0.01%
1,878
-1,204
ASNA
5122
DELISTED
Ascena Retail Group, Inc.
ASNA
$1K ﹤0.01%
126
-225
ESTE
5123
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$1K ﹤0.01%
+100
COWN
5124
DELISTED
Cowen Inc. Class A Common Stock
COWN
$1K ﹤0.01%
53
+1
IO
5125
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
79
+13
203 204
205
206 207