LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOMA icon
5076
Xoma
XOMA
$372M
$2K ﹤0.01%
77
NPKI
5077
NPK International
NPKI
$1.09B
$2K ﹤0.01%
320
+169
TGEN
5078
Tecogen Inc
TGEN
$208M
$2K ﹤0.01%
1,000
CURO
5079
DELISTED
CURO Group Holdings Corp.
CURO
$2K ﹤0.01%
+200
SFE
5080
DELISTED
Safeguard Scientifics, Inc.
SFE
$2K ﹤0.01%
183
NXGN
5081
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$2K ﹤0.01%
141
+80
LTRPA
5082
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
290
-18
HCCI
5083
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$2K ﹤0.01%
+61
UBP
5084
DELISTED
Urstadt Biddle Properties Inc.
UBP
$2K ﹤0.01%
104
JNCE
5085
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$2K ﹤0.01%
200
DTEA
5086
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$2K ﹤0.01%
1,500
SIOX
5087
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$2K ﹤0.01%
324
EXTN
5088
DELISTED
Exterran Corporation
EXTN
$2K ﹤0.01%
213
+113
LFC
5089
DELISTED
China Life Insurance Company Ltd.
LFC
$2K ﹤0.01%
164
-571
TUFN
5090
DELISTED
Tufin Software Technologies Ltd.
TUFN
$2K ﹤0.01%
116
EPZM
5091
DELISTED
Epizyme, Inc
EPZM
$2K ﹤0.01%
+68
NPTN
5092
DELISTED
NEOPHOTONICS CORP
NPTN
$2K ﹤0.01%
210
-1,000
HNP
5093
DELISTED
Huaneng Power Intl, Inc.
HNP
$2K ﹤0.01%
93
-130
HMHC
5094
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$2K ﹤0.01%
369
-183
SOLY
5095
DELISTED
Soliton, Inc.
SOLY
$2K ﹤0.01%
200
FLXN
5096
DELISTED
Flexion Therapeutics, Inc.
FLXN
$2K ﹤0.01%
100
CNBKA
5097
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
TWNKW
5098
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2K ﹤0.01%
1,119
DWFI
5099
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$2K ﹤0.01%
100
HUD
5100
DELISTED
Hudson Ltd. Class A Common Shares
HUD
$2K ﹤0.01%
+106
202 203
204
205 206