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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSFS icon
5076
WSFS Financial
WSFS
$4.12B
$2K ﹤0.01%
36
-17
-32% -$743
XOMA
5077
DELISTED
Xoma
XOMA
$2K ﹤0.01%
77
– –
NPKI
5078
NPK International
NPKI
$1.06B
$2K ﹤0.01%
320
+169
+112% +$1.1K
TGEN
5079
Tecogen Inc
TGEN
$99.3M
$2K ﹤0.01%
1,000
– –
CURO
5080
DELISTED
CURO Group Holdings Corp.
CURO
$2K ﹤0.01%
+200
New +$2.68K
SFE
5081
DELISTED
Safeguard Scientifics, Inc.
SFE
$2K ﹤0.01%
183
– –
NXGN
5082
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$2K ﹤0.01%
141
+80
+131% +$1.32K
LTRPA
5083
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
290
-18
-6% -$145
HCCI
5084
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$2K ﹤0.01%
+61
New +$1.75K
UBP
5085
DELISTED
Urstadt Biddle Properties Inc.
UBP
$2K ﹤0.01%
104
– –
JNCE
5086
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$2K ﹤0.01%
200
– –
DTEA
5087
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$2K ﹤0.01%
1,500
– –
SIOX
5088
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$2K ﹤0.01%
324
– –
EXTN
5089
DELISTED
Exterran Corporation
EXTN
$2K ﹤0.01%
213
+113
+113% +$1.05K
LFC
5090
DELISTED
China Life Insurance Company Ltd.
LFC
$2K ﹤0.01%
164
-571
-78% -$7.31K
TUFN
5091
DELISTED
Tufin Software Technologies Ltd.
TUFN
$2K ﹤0.01%
116
– –
EPZM
5092
DELISTED
Epizyme, Inc
EPZM
$2K ﹤0.01%
+68
New +$1.01K
NPTN
5093
DELISTED
NEOPHOTONICS CORP
NPTN
$2K ﹤0.01%
210
-1,000
-83% -$7.48K
HNP
5094
DELISTED
Huaneng Power Intl, Inc.
HNP
$2K ﹤0.01%
93
-130
-58% -$2.51K
HMHC
5095
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$2K ﹤0.01%
369
-183
-33% -$1.07K
SOLY
5096
DELISTED
Soliton, Inc.
SOLY
$2K ﹤0.01%
200
– –
FLXN
5097
DELISTED
Flexion Therapeutics, Inc.
FLXN
$2K ﹤0.01%
100
– –
CNBKA
5098
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
– –
TWNKW
5099
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$2K ﹤0.01%
1,119
– –
DWFI
5100
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$2K ﹤0.01%
100
– –
202 203
204
205 206

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.