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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTE icon
5026
Gran Tierra Energy
GTE
$265M
$2K ﹤0.01%
120
– –
GWRS icon
5027
Global Water Resources
GWRS
$206M
$2K ﹤0.01%
162
+1
+0.6% +$13
HBCP icon
5028
Home Bancorp
HBCP
$561M
$2K ﹤0.01%
58
-6
-9% -$233
ICAD
5029
DELISTED
iCAD Inc
ICAD
$2K ﹤0.01%
+300
New +$2.14K
IPHA
5030
Innate Pharma
IPHA
$164M
$2K ﹤0.01%
+15
New +$92
JYNT icon
5031
The Joint Corp
JYNT
$118M
$2K ﹤0.01%
159
– –
KURA icon
5032
Kura Oncology
KURA
$800M
$2K ﹤0.01%
142
+101
+246% +$1.5K
LODE icon
5033
Comstock
LODE
$208M
$2K ﹤0.01%
509
– –
LSAK icon
5034
Lesaka Technologies
LSAK
$396M
$2K ﹤0.01%
510
– –
LWAY icon
5035
Lifeway Foods
LWAY
$455M
$2K ﹤0.01%
950
– –
LXU icon
5036
LSB Industries
LXU
$783M
$2K ﹤0.01%
650
-650
-50% -$2.19K
MEOH icon
5037
Methanex
MEOH
$4.3B
$2K ﹤0.01%
41
-54
-57% -$2.02K
MFUS icon
5038
PIMCO RAFI Dynamic Multi-Factor US Equity ETF
MFUS
$295M
$2K ﹤0.01%
62
-995
-94% -$30.3K
MIDU icon
5039
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$68.7M
$2K ﹤0.01%
37
-15
-29% -$662
MTEX icon
5040
Mannatech
MTEX
$9.24M
$2K ﹤0.01%
95
– –
MTRN icon
5041
Materion
MTRN
$4.39B
$2K ﹤0.01%
26
-3
-10% -$177
NBHC icon
5042
National Bank Holdings
NBHC
$1.92B
$2K ﹤0.01%
49
-72
-60% -$2.54K
NEPH icon
5043
Nephros
NEPH
$36.8M
$2K ﹤0.01%
205
– –
NERD icon
5044
Roundhill Video Games ETF
NERD
$14.8M
$2K ﹤0.01%
100
– –
NL icon
5045
NLI Holdings
NL
$281M
$2K ﹤0.01%
470
+250
+114% +$1.02K
NSSC icon
5046
Napco Security Technologies
NSSC
$1.32B
$2K ﹤0.01%
138
+106
+331% +$1.54K
OPY icon
5047
Oppenheimer Holdings
OPY
$1.14B
$2K ﹤0.01%
66
-6,841
-99% -$191K
PARR icon
5048
Par Pacific Holdings
PARR
$4.31B
$2K ﹤0.01%
91
-494
-84% -$11.8K
PDFS icon
5049
PDF Solutions
PDFS
$1.93B
$2K ﹤0.01%
+128
New +$1.96K
PLYA
5050
DELISTED
Playa Hotels & Resorts
PLYA
$2K ﹤0.01%
265
-72
-21% -$560
200 201
202
203 204

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.