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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLBK icon
5001
Columbia Financial
CLBK
$1.12B
$2K ﹤0.01%
149
+146
+4,867% +$2.41K
CLDX icon
5002
Celldex Therapeutics
CLDX
$2.99B
$2K ﹤0.01%
1,069
-599
-36% -$1.39K
CLW icon
5003
Clearwater Paper
CLW
$339M
$2K ﹤0.01%
84
-529
-86% -$10.6K
CUE icon
5004
Cue Biopharma
CUE
$113M
$2K ﹤0.01%
4
– –
CVGI icon
5005
Commercial Vehicle Group
CVGI
$154M
$2K ﹤0.01%
275
– –
CWBC
5006
Community West Bancshares
CWBC
$679M
$2K ﹤0.01%
85
– –
CYH icon
5007
Community Health Systems
CYH
$393M
$2K ﹤0.01%
551
– –
DFIN icon
5008
Donnelley Financial Solutions
DFIN
$1.16B
$2K ﹤0.01%
241
+62
+35% +$649
DHT icon
5009
DHT Holdings
DHT
$2.99B
$2K ﹤0.01%
185
+1
+0.5% +$7
DXLG icon
5010
Destination XL Group
DXLG
$31.2M
$2K ﹤0.01%
1,500
– –
ECPG icon
5011
Encore Capital Group
ECPG
$2.02B
$2K ﹤0.01%
44
– –
EFAS icon
5012
Global X MSCI SuperDividend EAFE ETF
EFAS
$51.6M
$2K ﹤0.01%
82
-2,369
-97% -$37.8K
EFU icon
5013
ProShares Trust UltraShort MSCI EAFE
EFU
$1.19M
$2K ﹤0.01%
41
– –
CHRN
5014
ChronoScale Holdings
CHRN
$3.2B
$2K ﹤0.01%
30
-29
-49% -$3.59K
ESTA icon
5015
Establishment Labs
ESTA
$2.72B
$2K ﹤0.01%
84
– –
EZPW icon
5016
Ezcorp Inc
EZPW
$1.83B
$2K ﹤0.01%
325
– –
FDEM icon
5017
Fidelity Emerging Markets Multifactor ETF
FDEM
$571M
$2K ﹤0.01%
+95
New +$2.35K
FISR icon
5018
State Street Fixed Income Sector Rotation ETF
FISR
$488M
$2K ﹤0.01%
31
-2,137
-99% -$67K
FNGD icon
5019
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
$412M
– –
0
– –
FOSL icon
5020
Fossil Group
FOSL
$293M
$2K ﹤0.01%
225
+88
+64% +$812
FSM icon
5021
Fortuna Silver Mines
FSM
$2.55B
$2K ﹤0.01%
502
-200
-28% -$654
FTAI icon
5022
FTAI Aviation
FTAI
$21.1B
$2K ﹤0.01%
+125
New +$1.82K
FUTU icon
5023
Futu Holdings
FUTU
$14.7B
$2K ﹤0.01%
200
– –
GOGL
5024
DELISTED
Golden Ocean Group
GOGL
$2K ﹤0.01%
400
-196
-33% -$1.12K
GSM icon
5025
FerroAtlántica
GSM
$594M
$2K ﹤0.01%
2,008
– –
199 200
201
202 203

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.