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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALA
4976
DELISTED
Calithera Biosciences, Inc
CALA
$3K ﹤0.01%
+26
New +$1.96K
CHGX
4977
DELISTED
AXS Change Finance ESG ETF
CHGX
$3K ﹤0.01%
125
– –
SVBI
4978
DELISTED
Severn Bancorp Inc/MD
SVBI
$3K ﹤0.01%
322
+1
+0.3% +$9
NNA
4979
DELISTED
Navios Maritime Acquisition Corporation
NNA
$3K ﹤0.01%
315
– –
MIK
4980
DELISTED
Michaels Stores, Inc
MIK
$3K ﹤0.01%
417
-828
-67% -$6.96K
NBRV
4981
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
$3K ﹤0.01%
8
– –
HEWI
4982
DELISTED
iShares Currency Hedged MSCI Italy ETF
HEWI
$3K ﹤0.01%
+147
New +$2.68K
ARCH
4983
DELISTED
Arch Resources, Inc.
ARCH
$3K ﹤0.01%
45
– –
KOL
4984
DELISTED
VanEck Vectors Coal ETF
KOL
$3K ﹤0.01%
23
– –
SPCE.WS
4985
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$3K ﹤0.01%
+1,000
New +$2.4K
WAAS
4986
DELISTED
AquaVenture Holdings Limited
WAAS
$3K ﹤0.01%
103
+100
+3,333% +$2.12K
FOMX
4987
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
$3K ﹤0.01%
1,100
+100
+10% +$318
HIBB
4988
DELISTED
Hibbett, Inc. Common Stock
HIBB
$3K ﹤0.01%
100
– –
TAT
4989
DELISTED
TransAtlantic Petroleum LTD.
TAT
$3K ﹤0.01%
6,229
– –
CNHX
4990
DELISTED
CSOP MSCI China A International Hedged ETF
CNHX
$3K ﹤0.01%
+104
New +$2.94K
AMSF icon
4991
AMERISAFE
AMSF
$543M
$2K ﹤0.01%
29
+15
+107% +$994
ANF icon
4992
Abercrombie & Fitch
ANF
$4.42B
$2K ﹤0.01%
110
– –
ASTE icon
4993
Astec Industries
ASTE
$1.16B
$2K ﹤0.01%
73
+49
+204% +$1.78K
ATEC icon
4994
Alphatec Holdings
ATEC
$1.46B
$2K ﹤0.01%
315
+15
+5% +$96
ATXS
4995
DELISTED
Astria Therapeutics
ATXS
$2K ﹤0.01%
21
-72
-77% -$2.27K
AXDX
4996
DELISTED
Accelerate Diagnostics
AXDX
$2K ﹤0.01%
10
– –
CAC icon
4997
Camden National
CAC
$978M
$2K ﹤0.01%
46
– –
CEVA icon
4998
CEVA Inc
CEVA
$910M
$2K ﹤0.01%
60
-4
-6% -$109
CIG icon
4999
CEMIG Preferred Shares
CIG
$6.26B
$2K ﹤0.01%
1,093
– –
CKX icon
5000
CKX Lands
CKX
$2K ﹤0.01%
200
– –
198 199
200
201 202

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.