LTFS
CHGX

Ladenburg Thalmann Financial Services’s AXS Change Finance ESG ETF CHGX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CHGX Stock Details CHGX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$3K Hold
125
– – ﹤0.01% 5017
2019
Q3 		$3K Hold
125
– – ﹤0.01% 4910
2019
Q2 		$3K Hold
125
– – ﹤0.01% 4922
2019
Q1 		$3K Hold
125
– – ﹤0.01% 4875
2018
Q4 		$2K Sell
125
-104
-45% -$1.99K ﹤0.01% 4961
2018
Q3 		$5K Hold
229
– – ﹤0.01% 4630
2018
Q2 		$4K Hold
229
– – ﹤0.01% 4706
2018
Q1 		$4K Buy
+229
New +$4.4K ﹤0.01% 4706

Other funds holding CHGX

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
ASN
Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return
LNWWM
Laird Norton Wetherby Wealth Management San Francisco, California $2.45B AUM
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CHGX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its AXS Change Finance ESG ETF (CHGX) position steady in Q4 2019 at 125 shares worth $3K. The position accounts for ﹤0.01% of the portfolio, ranked #5017.

Ladenburg Thalmann Financial Services first reported a position in CHGX in Q1 2018 and has held it in 8 quarters since. The position peaked at $5K in Q3 2018. 9 funds tracked by Wall St. Rank hold CHGX as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 125 shares of AXS Change Finance ESG ETF worth $3K as of Q4 2019.
  • Ladenburg Thalmann Financial Services left its AXS Change Finance ESG ETF share count unchanged in Q4 2019.
  • AXS Change Finance ESG ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #5017 holding.
  • Ladenburg Thalmann Financial Services first reported a position in AXS Change Finance ESG ETF in Q1 2018 and has held it in 8 quarters since.
  • Ladenburg Thalmann Financial Services's AXS Change Finance ESG ETF position peaked at $5K in Q3 2018.
  • 9 funds tracked by Wall St. Rank held AXS Change Finance ESG ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.