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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCRB icon
4926
Seres Therapeutics
MCRB
$46.8M
$3K ﹤0.01%
50
– –
MG icon
4927
Mistras Group
MG
$484M
$3K ﹤0.01%
200
– –
MRSN
4928
DELISTED
Mersana Therapeutics
MRSN
$3K ﹤0.01%
18
– –
MTRX icon
4929
Matrix Service
MTRX
$326M
$3K ﹤0.01%
+151
New +$2.98K
NAK
4930
Northern Dynasty Minerals
NAK
$784M
$3K ﹤0.01%
3,000
-2,600
-46% -$1.36K
NCMI icon
4931
National CineMedia
NCMI
$376M
$3K ﹤0.01%
38
– –
NFLT icon
4932
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$447M
$3K ﹤0.01%
103
– –
OIS icon
4933
Oil States International
OIS
$489M
$3K ﹤0.01%
168
+16
+11% +$243
OMER icon
4934
Omeros
OMER
$857M
$3K ﹤0.01%
280
– –
ORMP icon
4935
Oramed Pharmaceuticals
ORMP
$167M
$3K ﹤0.01%
500
– –
POWL icon
4936
Powell Industries
POWL
$7.6B
$3K ﹤0.01%
+156
New +$2.19K
PTEN icon
4937
Patterson-UTI
PTEN
$3.98B
$3K ﹤0.01%
271
– –
SBCF icon
4938
Seacoast Banking Corp of Florida
SBCF
$3.36B
$3K ﹤0.01%
114
-7
-6% -$199
SGRY icon
4939
Surgery Partners
SGRY
$2.01B
$3K ﹤0.01%
208
+123
+145% +$1.4K
SHAG icon
4940
WisdomTree Yield Enhanced US Short-Term Aggregate Bond Fund
SHAG
$47.1M
$3K ﹤0.01%
563
-120
-18% -$6.05K
SSTK icon
4941
Shutterstock
SSTK
$198M
$3K ﹤0.01%
76
+44
+138% +$1.76K
TG icon
4942
Tredegar Corp
TG
$265M
$3K ﹤0.01%
148
+80
+118% +$1.68K
TGB
4943
Trekor Metals
TGB
$2.48B
$3K ﹤0.01%
7,000
-2,020
-22% -$853
UCO icon
4944
ProShares Ultra Bloomberg Crude Oil
UCO
$420M
$3K ﹤0.01%
20
– –
UMC icon
4945
United Microelectronic
UMC
$47.7B
$3K ﹤0.01%
1,075
-9
-0.8% -$22
UTI icon
4946
Universal Technical Institute
UTI
$2.16B
$3K ﹤0.01%
450
– –
VRA icon
4947
Vera Bradley
VRA
$97M
$3K ﹤0.01%
265
-102
-28% -$1.13K
XCUR icon
4948
Exicure
XCUR
$10.2M
$3K ﹤0.01%
7
– –
ZVRA icon
4949
Zevra Therapeutics
ZVRA
$562M
$3K ﹤0.01%
572
+63
+12% +$500
QSIG
4950
WisdomTree U.S. Short Term Corporate Bond Fund
QSIG
$52.9M
$3K ﹤0.01%
207
-18
-8% -$914
196 197
198
199 200

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.