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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIL
4876
DELISTED
Trillium Therapeutics Inc.
TRIL
$4K ﹤0.01%
3,500
– –
XONE
4877
DELISTED
The ExOne Company
XONE
$4K ﹤0.01%
504
– –
RST
4878
DELISTED
ROSETTA STONE INC
RST
$4K ﹤0.01%
+222
New +$3.78K
BREW
4879
DELISTED
Craft Brew Alliance, Inc.
BREW
$4K ﹤0.01%
250
-185
-43% -$2.31K
RYCE
4880
DELISTED
Amira Nature Foods Ltd
RYCE
$4K ﹤0.01%
+478
New +$3.54K
NE
4881
DELISTED
Noble Corporation
NE
$4K ﹤0.01%
3,584
-3,409
-49% -$4.08K
MSUS
4882
DELISTED
LHA Market State U.S. Tactical ETF
MSUS
$4K ﹤0.01%
142
– –
AVH
4883
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$4K ﹤0.01%
801
– –
OMN
4884
DELISTED
OMNOVA Solutions Inc.
OMN
$4K ﹤0.01%
384
– –
FRN
4885
DELISTED
Invesco Frontier Markets ETF
FRN
$4K ﹤0.01%
+267
New +$3.77K
ARQL
4886
DELISTED
Arqule Inc
ARQL
$4K ﹤0.01%
211
+111
+111% +$1.29K
VSTO
4887
DELISTED
Vista Outdoor Inc.
VSTO
$4K ﹤0.01%
484
-1,985
-80% -$14.9K
ERUS
4888
DELISTED
iShares MSCI Russia ETF
ERUS
$4K ﹤0.01%
942
+19
+2% +$788
JO
4889
DELISTED
iPath Series B Bloomberg Coffee Subindex Total ReturnSM ETN
JO
$4K ﹤0.01%
100
– –
ACLS icon
4890
Axcelis
ACLS
$4.01B
$3K ﹤0.01%
122
– –
AGNG icon
4891
Global X Aging Population ETF
AGNG
$87.4M
$3K ﹤0.01%
+115
New +$2.62K
AMKR icon
4892
Amkor Technology
AMKR
$12.4B
$3K ﹤0.01%
258
-116
-31% -$1.38K
ARAY icon
4893
Accuray
ARAY
$32M
$3K ﹤0.01%
964
+924
+2,310% +$2.56K
ARCO icon
4894
Arcos Dorados Holdings
ARCO
$1.72B
$3K ﹤0.01%
365
– –
ASEA icon
4895
Global X FTSE Southeast Asia ETF
ASEA
$98.8M
$3K ﹤0.01%
200
+100
+100% +$1.59K
ATEN icon
4896
A10 Networks
ATEN
$2.13B
$3K ﹤0.01%
+420
New +$2.83K
ATRA icon
4897
Atara Biotherapeutics
ATRA
$75.5M
$3K ﹤0.01%
6
+4
+200% +$1.38K
AXGN icon
4898
Axogen
AXGN
$2.27B
$3K ﹤0.01%
174
-228
-57% -$3.37K
BELFB
4899
Bel Fuse Inc Class B
BELFB
$3.87B
$3K ﹤0.01%
150
– –
BMRA icon
4900
Biomerica
BMRA
$4.6M
$3K ﹤0.01%
125
– –
194 195
196
197 198

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.