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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMS icon
4851
Advanced Drainage Systems
WMS
$10.6B
$4K ﹤0.01%
100
– –
XSHQ icon
4852
Invesco S&P SmallCap Quality ETF
XSHQ
$252M
$4K ﹤0.01%
130
+80
+160% +$2.26K
YTRA icon
4853
Yatra Online
YTRA
$52.7M
$4K ﹤0.01%
1,370
– –
ZEPP
4854
Zepp Health
ZEPP
$66.4M
$4K ﹤0.01%
88
– –
ARQ icon
4855
Arq
ARQ
$84.6M
$4K ﹤0.01%
303
+157
+108% +$1.88K
ABTC
4856
American Bitcoin Corp
ABTC
$403M
– –
0
– –
CCEC
4857
Capital Clean Energy Carriers
CCEC
$1.34B
$4K ﹤0.01%
326
– –
INVX
4858
Innovex International
INVX
$1.96B
$4K ﹤0.01%
76
-9
-11% -$412
VIVS
4859
VivoSim Labs
VIVS
$1.2M
$4K ﹤0.01%
39
-14
-26% -$1.31K
SCTL
4860
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$4K ﹤0.01%
231
+113
+96% +$1.62K
DSKE
4861
DELISTED
Daseke, Inc. Common Stock
DSKE
$4K ﹤0.01%
1,003
-997
-50% -$2.92K
PGTI
4862
DELISTED
PGT, Inc.
PGTI
$4K ﹤0.01%
269
-81
-23% -$1.29K
BFX
4863
DELISTED
BowFlex Inc.
BFX
$4K ﹤0.01%
2,000
+1,500
+300% +$2.34K
BPTH
4864
DELISTED
Bio-Path Holdings Inc
BPTH
$4K ﹤0.01%
26
-25
-49% -$4.7K
WTT
4865
DELISTED
Wireless Telecom Group, Inc.
WTT
$4K ﹤0.01%
2,800
– –
ACOR
4866
DELISTED
Acorda Therapeutics
ACOR
$4K ﹤0.01%
17
– –
RJZ
4867
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$4K ﹤0.01%
450
– –
TGA
4868
DELISTED
Transglobe Energy Corp
TGA
$4K ﹤0.01%
3,049
– –
ACH
4869
DELISTED
Alum Corp of China Ltd
ACH
$4K ﹤0.01%
410
– –
PSB
4870
DELISTED
PS Business Parks, Inc.
PSB
$4K ﹤0.01%
23
-2
-8% -$352
TVTY
4871
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$4K ﹤0.01%
186
+2
+1% +$37
RENO
4872
DELISTED
Renovare Environmental, Inc. Common Stock
RENO
$4K ﹤0.01%
2,550
– –
VRS
4873
DELISTED
Verso Corporation
VRS
$4K ﹤0.01%
239
+160
+203% +$2.57K
RESN
4874
DELISTED
Resonant Inc.
RESN
$4K ﹤0.01%
+1,500
New +$3.47K
JPN
4875
DELISTED
Xtrackers Japan JPX-Nikkei 400 Equity ETF
JPN
$4K ﹤0.01%
125
– –
193 194
195
196 197

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.