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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDGL icon
4826
Madrigal Pharmaceuticals
MDGL
$10.8B
$4K ﹤0.01%
47
– –
MRC
4827
DELISTED
MRC Global
MRC
$4K ﹤0.01%
348
-587
-63% -$7.65K
MXE
4828
Mexico Equity and Income Fund
MXE
$4K ﹤0.01%
301
– –
NTCT icon
4829
NETSCOUT
NTCT
$2.96B
$4K ﹤0.01%
+175
New +$4.14K
NWFL icon
4830
Norwood Financial Corp
NWFL
$370M
$4K ﹤0.01%
98
-11,143
-99% -$380K
NWG icon
4831
NatWest
NWG
$75.4B
$4K ﹤0.01%
567
– –
OBE
4832
Obsidian Energy
OBE
$716M
$4K ﹤0.01%
6,933
+71
+1% +$46
ODC icon
4833
Oil-Dri
ODC
$1.44B
$4K ﹤0.01%
210
+2
+1% +$35
OII icon
4834
Oceaneering
OII
$4.86B
$4K ﹤0.01%
299
-3,761
-93% -$52.3K
PFBC icon
4835
Preferred Bank
PFBC
$1.24B
$4K ﹤0.01%
+73
New +$4.01K
PRIM icon
4836
Primoris Services
PRIM
$4.58B
$4K ﹤0.01%
163
– –
PST icon
4837
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$4K ﹤0.01%
232
-232
-50% -$4.36K
PULM icon
4838
Pulmatrix
PULM
$6.35M
– –
-200
Closed -$3.17K
HTT
4839
High Templar Tech Ltd
HTT
$379M
$4K ﹤0.01%
827
-1,571
-66% -$9.24K
RDI icon
4840
Reading International Class A
RDI
$33.2M
$4K ﹤0.01%
342
-28
-8% -$313
REX icon
4841
REX American Resources
REX
$1.42B
$4K ﹤0.01%
300
– –
RNST icon
4842
Renasant Corp
RNST
$3.98B
$4K ﹤0.01%
138
-1,835
-93% -$64.8K
SCYX icon
4843
SCYNEXIS
SCYX
$48.1M
– –
-44
Closed -$3.63K
SPT icon
4844
Sprout Social
SPT
$516M
$4K ﹤0.01%
+230
New +$3.73K
TAC icon
4845
TransAlta
TAC
$3.95B
$4K ﹤0.01%
530
– –
TAP.A icon
4846
Molson Coors Class A
TAP.A
$4K ﹤0.01%
67
– –
TBPH icon
4847
Theravance Biopharma
TBPH
$874M
$4K ﹤0.01%
138
– –
THR
4848
DELISTED
Thermon Group Holdings
THR
$4K ﹤0.01%
150
+106
+241% +$2.67K
TTI icon
4849
TETRA Technologies
TTI
$1.14B
$4K ﹤0.01%
2,000
-220
-10% -$354
UAN icon
4850
CVR Partners
UAN
$1.36B
$4K ﹤0.01%
126
– –
192 193
194
195 196

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.