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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVI
4776
DELISTED
Retail Value Inc. Common Shares
RVI
$5K ﹤0.01%
1,721
-327
-16% -$1.09K
VNE
4777
DELISTED
Veoneer, Inc.
VNE
$5K ﹤0.01%
369
+8
+2% +$129
INOV
4778
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$5K ﹤0.01%
241
+80
+50% +$1.34K
GLOG
4779
DELISTED
GASLOG LTD
GLOG
$5K ﹤0.01%
552
+43
+8% +$489
GNMK
4780
DELISTED
GenMark Diagnostics, Inc
GNMK
$5K ﹤0.01%
1,000
-3,195
-76% -$17.6K
FBM
4781
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
$5K ﹤0.01%
261
– –
TLEH
4782
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
$5K ﹤0.01%
177
– –
BSTC
4783
DELISTED
BioSpecifics Technologies Corp.
BSTC
$5K ﹤0.01%
91
+7
+8% +$371
CBL
4784
DELISTED
CBL& Associates Properties, Inc.
CBL
$5K ﹤0.01%
5,000
-7,065
-59% -$9.24K
TRQ
4785
DELISTED
Turquoise Hill Resources Ltd
TRQ
$5K ﹤0.01%
690
– –
INWK
4786
DELISTED
InnerWorkings, Inc.
INWK
$5K ﹤0.01%
888
+500
+129% +$2.42K
VQT
4787
DELISTED
iPath S&P VEQTOR ETN
VQT
$5K ﹤0.01%
28
– –
ORG
4788
DELISTED
The Organics ETF
ORG
$5K ﹤0.01%
308
-813
-73% -$19.4K
DYB
4789
DELISTED
WisdomTree Dynamic Bearish U.S. Equity Fund
DYB
$5K ﹤0.01%
253
-13,431
-98% -$284K
ELGX
4790
DELISTED
Endologix Inc
ELGX
$5K ﹤0.01%
3,010
– –
REV
4791
DELISTED
Revlon, Inc.
REV
$5K ﹤0.01%
213
+13
+7% +$313
SOIL
4792
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$5K ﹤0.01%
600
– –
UGLD
4793
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$5K ﹤0.01%
32
– –
ALLO icon
4794
Allogene Therapeutics
ALLO
$649M
$4K ﹤0.01%
126
-636
-83% -$17.5K
AMPH icon
4795
Amphastar Pharmaceuticals
AMPH
$879M
$4K ﹤0.01%
200
– –
AMRC icon
4796
Ameresco
AMRC
$1.12B
$4K ﹤0.01%
203
+200
+6,667% +$3.15K
ASRT
4797
DELISTED
Assertio
ASRT
$4K ﹤0.01%
52
+20
+63% +$1.17K
AUBN icon
4798
Auburn National Bancorp
AUBN
$91.3M
$4K ﹤0.01%
+83
New +$3.7K
BCI icon
4799
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.95B
$4K ﹤0.01%
183
-500
-73% -$11.2K
BSJQ icon
4800
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$4K ﹤0.01%
+170
New +$4.39K
190 191
192
193 194

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.