Ladenburg Thalmann Financial Services’s VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER UGLD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UGLD Stock Details UGLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5K	Hold	32	–	–	﹤0.01%	4831
2019 Q3	$4K	Hold	32	–	–	﹤0.01%	4824
2019 Q2	$4K	Hold	32	–	–	﹤0.01%	4840
2019 Q1	$3K	Hold	32	–	–	﹤0.01%	4898
2018 Q4	$3K	Sell	32 -1	-3%	-$85	﹤0.01%	4857
2018 Q3	$3K	Hold	33	–	–	﹤0.01%	4836
2018 Q2	$4K	Hold	33	–	–	﹤0.01%	4735
2018 Q1	$4K	Hold	33	–	–	﹤0.01%	4735
2017 Q4	$4K	Hold	33	–	–	﹤0.01%	4650
2017 Q3	$4K	Hold	33	–	–	﹤0.01%	4539
2017 Q2	$3K	Hold	33	–	–	﹤0.01%	4551
2017 Q1	$3K	Sell	33 -48	-59%	-$4.73K	﹤0.01%	4531
2016 Q4	$7K	Hold	81	–	–	﹤0.01%	4107
2016 Q3	$10K	Hold	81	–	–	﹤0.01%	3858
2016 Q2	$11K	Buy	81 +48	+145%	+$5.69K	﹤0.01%	3753
2016 Q1	$4K	Hold	33	–	–	﹤0.01%	4232
2015 Q4	$2K	Hold	33	–	–	﹤0.01%	4453
2015 Q3	$3K	Hold	33	–	–	﹤0.01%	4217
2015 Q2	$3K	Hold	33	–	–	﹤0.01%	4304
2015 Q1	$4K	Hold	33	–	–	﹤0.01%	4133
2014 Q4	$4K	Buy	+33	New	+$3.95K	﹤0.01%	3885

Other funds holding UGLD

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Ballentine Partners Waltham, Massachusetts $8.18B AUM 27.59% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

PIMG

Patriot Investment Management Group Knoxville, Tennessee $1.72B AUM 17.84% 1-Year Est. Return

TMC

Trellus Management Company Delray Beach, Florida $72.8M AUM 4.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UGLD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER (UGLD) position steady in Q4 2019 at 32 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #4831.

Ladenburg Thalmann Financial Services first reported a position in UGLD in Q4 2014 and has held it in 21 quarters since. The position peaked at $11K in Q2 2016. 12 funds tracked by Wall St. Rank hold UGLD as of Q4 2019.

Ladenburg Thalmann Financial Services held 32 shares of VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER worth $5K as of Q4 2019.
Ladenburg Thalmann Financial Services left its VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER share count unchanged in Q4 2019.
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4831 holding.
Ladenburg Thalmann Financial Services first reported a position in VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER in Q4 2014 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER position peaked at $11K in Q2 2016.
12 funds tracked by Wall St. Rank held VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.