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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYLD icon
4726
Cambria Foreign Shareholder Yield ETF
FYLD
$704M
$5K ﹤0.01%
200
– –
GECC icon
4727
Great Elm Capital Corp
GECC
$71.4M
$5K ﹤0.01%
109
– –
GIFI
4728
DELISTED
Gulf Island Fabrication
GIFI
$5K ﹤0.01%
1,042
– –
HSTM icon
4729
HealthStream
HSTM
$819M
$5K ﹤0.01%
181
+79
+77% +$2.17K
ICL icon
4730
ICL Group
ICL
$6.53B
$5K ﹤0.01%
1,059
– –
IMXI icon
4731
International Money Express
IMXI
$357M
$5K ﹤0.01%
435
-150
-26% -$2.04K
IOSP icon
4732
Innospec
IOSP
$2.12B
$5K ﹤0.01%
48
– –
ISRA icon
4733
VanEck Israel ETF
ISRA
$152M
$5K ﹤0.01%
131
+79
+152% +$2.71K
JOF
4734
Japan Smaller Capitalization Fund
JOF
$321M
$5K ﹤0.01%
600
– –
KE
4735
Kimball Electronics
KE
$595M
$5K ﹤0.01%
300
– –
KEQU icon
4736
Kewaunee Scientific
KEQU
$102M
$5K ﹤0.01%
364
– –
KODK icon
4737
Kodak
KODK
$822M
$5K ﹤0.01%
1,025
– –
LBRT icon
4738
Liberty Energy
LBRT
$3.05B
$5K ﹤0.01%
487
– –
TULP
4739
Bloomia Holdings
TULP
$5K ﹤0.01%
1,072
+1,000
+1,389% +$6.43K
LEGH icon
4740
Legacy Housing
LEGH
$625M
$5K ﹤0.01%
+300
New +$4.7K
LEMB icon
4741
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$741M
$5K ﹤0.01%
115
+10
+10% +$448
LEN.B icon
4742
Lennar Class B
LEN.B
$19.4B
$5K ﹤0.01%
116
+52
+81% +$2.31K
LILA icon
4743
Liberty Latin America Class A
LILA
$1.64B
$5K ﹤0.01%
375
– –
LKFN icon
4744
Lakeland Financial Corp
LKFN
$1.56B
$5K ﹤0.01%
148
+82
+124% +$3.81K
MITK icon
4745
Mitek Systems
MITK
$754M
$5K ﹤0.01%
646
+11
+2% +$93
OCFT
4746
DELISTED
OneConnect Financial Technology
OCFT
$5K ﹤0.01%
+50
New +$4.96K
OFIX icon
4747
Orthofix Medical
OFIX
$477M
$5K ﹤0.01%
105
-87
-45% -$4.09K
PDS
4748
Precision Drilling
PDS
$999M
$5K ﹤0.01%
165
-265
-62% -$6.08K
PRTA icon
4749
Prothena Corp
PRTA
$425M
$5K ﹤0.01%
353
+88
+33% +$944
RES icon
4750
RPC Inc
RES
$1.24B
$5K ﹤0.01%
868
-72
-8% -$323
188 189
190
191 192

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.