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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLGT icon
4751
Radiant Logistics
RLGT
$386M
$5K ﹤0.01%
990
+47
+5% +$254
RMCF icon
4752
Rocky Mountain Chocolate Factory
RMCF
$7.93M
$5K ﹤0.01%
525
– –
TDW icon
4753
Tidewater
TDW
$3.73B
$5K ﹤0.01%
260
+37
+17% +$591
TMHC
4754
DELISTED
Taylor Morrison
TMHC
$5K ﹤0.01%
244
+5
+2% +$120
TSEM icon
4755
Tower Semiconductor
TSEM
$24.8B
$5K ﹤0.01%
225
– –
TUSK icon
4756
Mammoth Energy Services
TUSK
$128M
$5K ﹤0.01%
2,123
– –
TWIN icon
4757
Twin Disc
TWIN
$329M
$5K ﹤0.01%
467
– –
UE icon
4758
Urban Edge Properties
UE
$2.86B
$5K ﹤0.01%
288
-828
-74% -$16.7K
UEC icon
4759
Uranium Energy
UEC
$4.75B
$5K ﹤0.01%
5,900
+500
+9% +$484
UFO icon
4760
Procure Space ETF
UFO
$612M
$5K ﹤0.01%
200
– –
VBND icon
4761
Vident US Bond Strategy ETF
VBND
$523M
$5K ﹤0.01%
96
– –
VRRM icon
4762
Verra Mobility
VRRM
$804M
$5K ﹤0.01%
391
-26
-6% -$373
VUZI icon
4763
Vuzix
VUZI
$194M
$5K ﹤0.01%
2,607
-3,300
-56% -$7.47K
WLDN icon
4764
Willdan Group
WLDN
$1.04B
$5K ﹤0.01%
160
+60
+60% +$1.9K
WTBA icon
4765
West Bancorporation
WTBA
$478M
$5K ﹤0.01%
209
– –
XITK icon
4766
State Street SPDR FactSet Innovative Technology ETF
XITK
$70M
$5K ﹤0.01%
47
– –
YEXT icon
4767
Yext
YEXT
$547M
$5K ﹤0.01%
+387
New +$6K
ITCI
4768
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$5K ﹤0.01%
150
– –
SILK
4769
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$5K ﹤0.01%
113
+13
+13% +$455
IAUF
4770
DELISTED
iShares Gold Strategy ETF
IAUF
$5K ﹤0.01%
+1,944
New +$108K
CHIH
4771
DELISTED
Global X MSCI China Health Care ETF
CHIH
$5K ﹤0.01%
300
-150
-33% -$2.58K
BFIT
4772
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$5K ﹤0.01%
226
+126
+126% +$2.63K
PRTK
4773
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$5K ﹤0.01%
1,250
– –
LMST
4774
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$5K ﹤0.01%
290
-1,000
-78% -$16.2K
POTX
4775
DELISTED
Global X Cannabis ETF
POTX
$5K ﹤0.01%
+3
New +$304
189 190
191
192 193

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.