Ladenburg Thalmann Financial Services’s Uranium Energy UEC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UEC Stock Details UEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5K	Buy	5,900 +500	+9%	+$484	﹤0.01%	4797
2019 Q3	$5K	Buy	5,400 +1,000	+23%	+$1.01K	﹤0.01%	4711
2019 Q2	$7K	Hold	4,400	–	–	﹤0.01%	4589
2019 Q1	$7K	Hold	4,400	–	–	﹤0.01%	4542
2018 Q4	$7K	Hold	4,400	–	–	﹤0.01%	4467
2018 Q3	$7K	Buy	4,400 +1,000	+29%	+$1.66K	﹤0.01%	4465
2018 Q2	$5K	Hold	3,400	–	–	﹤0.01%	4604
2018 Q1	$5K	Buy	3,400 +2,000	+143%	+$2.96K	﹤0.01%	4604
2017 Q4	$3K	Buy	1,400 +1,000	+250%	+$1.41K	﹤0.01%	4705
2017 Q3	$1K	Hold	400	–	–	﹤0.01%	4831
2017 Q2	$1K	Hold	400	–	–	﹤0.01%	4776
2017 Q1	$1K	Hold	400	–	–	﹤0.01%	4750
2016 Q4	$0	Hold	400	–	–	﹤0.01%	4958
2016 Q3	$0	Sell	400 -180	-31%	-$182	﹤0.01%	4873
2016 Q2	$1K	Buy	580 +400	+222%	+$332	﹤0.01%	4619
2016 Q1	$0	Hold	180	–	–	﹤0.01%	4815
2015 Q4	$0	Hold	180	–	–	﹤0.01%	4793
2015 Q3	$0	Hold	180	–	–	﹤0.01%	4737
2015 Q2	$0	Buy	+180	New	+$410	﹤0.01%	4758
2014 Q4	–	Sell	-1,000	Closed	-$1K	–	4439
2014 Q3	$1K	Hold	1,000	–	–	﹤0.01%	3825
2014 Q2	$2K	Buy	+1,000	New	+$1.42K	﹤0.01%	3660

Other funds holding UEC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

AWG

Alpha Wave Global New York $791M AUM 113.77% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UEC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Uranium Energy (UEC) stake by 9.3% in Q4 2019, buying an estimated $484 and bringing the position to 5,900 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #4797.

Ladenburg Thalmann Financial Services first reported a position in UEC in Q2 2014 and has held it in 21 quarters since. The position peaked at $7K in Q2 2019. 98 funds tracked by Wall St. Rank hold UEC as of Q4 2019.

Ladenburg Thalmann Financial Services held 5,900 shares of Uranium Energy worth $5K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 500 Uranium Energy shares in Q4 2019, an estimated $484.
Uranium Energy made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4797 holding.
Ladenburg Thalmann Financial Services first reported a position in Uranium Energy in Q2 2014 and has held it in 21 quarters since.
Ladenburg Thalmann Financial Services's Uranium Energy position peaked at $7K in Q2 2019.
98 funds tracked by Wall St. Rank held Uranium Energy as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.