Ladenburg Thalmann Financial Services’s Auburn National Bancorp AUBN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AUBN Stock Details AUBN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4K	Buy	+83	New	+$3.7K	﹤0.01%	4837
2017 Q4	–	Sell	-311	Closed	-$11K	–	5023
2017 Q3	$11K	Buy	311 +136	+78%	+$4.92K	﹤0.01%	4019
2017 Q2	$6K	Hold	175	–	–	﹤0.01%	4238
2017 Q1	$6K	Sell	175 -1,362	-89%	-$44.2K	﹤0.01%	4212
2016 Q4	$48K	Buy	1,537 +2	+0.1%	+$57	﹤0.01%	2872
2016 Q3	$42K	Buy	1,535 +177	+13%	+$5.04K	﹤0.01%	2905
2016 Q2	$39K	Buy	1,358 +258	+23%	+$7.32K	﹤0.01%	2868
2016 Q1	$31K	Hold	1,100	–	–	﹤0.01%	2940
2015 Q4	$33K	Hold	1,100	–	–	﹤0.01%	2862
2015 Q3	$29K	Hold	1,100	–	–	﹤0.01%	2835
2015 Q2	$28K	Buy	1,100 +900	+450%	+$22.5K	﹤0.01%	3004
2015 Q1	$5K	Buy	+200	New	+$4.85K	﹤0.01%	3956

Other funds holding AUBN

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

ACA

Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

NSEDCP

NJ State Employees Deferred Compensation Plan Trenton, New Jersey $906M AUM 24.85% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

RHCA

Rosenthal Henry Capital Advisors Mishawaka, Indiana $114M AUM 23.19% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AUBN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services opened a new position in Auburn National Bancorp (AUBN) in Q4 2019: 83 shares worth $4K. The stake represents ﹤0.01% of the portfolio and ranks #4837 among its holdings. This is a return to the name: Ladenburg Thalmann Financial Services previously reported a position in AUBN as recently as Q3 2017.

Ladenburg Thalmann Financial Services first reported a position in AUBN in Q1 2015 and has held it in 12 quarters since. The position peaked at $48K in Q4 2016. 30 funds tracked by Wall St. Rank hold AUBN as of Q4 2019.

Ladenburg Thalmann Financial Services held 83 shares of Auburn National Bancorp worth $4K as of Q4 2019.
Auburn National Bancorp was a new Ladenburg Thalmann Financial Services position in Q4 2019.
Auburn National Bancorp made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4837 holding.
Ladenburg Thalmann Financial Services first reported a position in Auburn National Bancorp in Q1 2015 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's Auburn National Bancorp position peaked at $48K in Q4 2016.
30 funds tracked by Wall St. Rank held Auburn National Bancorp as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.