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Auburn National Bancorp
AUBN

19 hedge funds and large institutions have $9.13M invested in Auburn National Bancorp in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 2

0.05% more ownership

Funds ownership: 7.12% → 7.17% (+0.05%)

5% less capital invested

Capital invested by funds: $9.58M → $9.13M (-$449K)

10% less funds holding

Funds holding: 21 → 19 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
19
Holders Change
-2
Holders Change %
-9.52%
% of All Funds
0.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
5
Reduced
2
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
US Bancorp
US Bancorp
Minnesota
+$142K
2
KCM
Kennedy Capital Management
Missouri
+$53K
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$4.92K
4
FPS
Fieldpoint Private Securities
Connecticut
+$1.48K
5
Bank of America
Bank of America
North Carolina
+$181

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$72.7K
2
PAM
Panagora Asset Management
Massachusetts
-$34K
3
OC
Oakworth Capital
Alabama
-$19K
4
Wells Fargo
Wells Fargo
California
-$7.24K
5
MA
MUFG Americas
New York
-$2K
Name Holding Trade Value Shares
Change 		Change in
Stake
BFC
1
Banc Funds Company
Illinois
$3.75M – – –
SB
2
Suntrust Banks
Georgia
$1.38M – – –
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$920K – – –
MDCM
4
Morgan Dempsey Capital Management
Wisconsin
$673K – – –
KCM
5
Kennedy Capital Management
Missouri
$596K +$53K +1,464 +9%
LNC
6
Lincoln National Corp
Pennsylvania
$562K – – –
US Bancorp
7
US Bancorp
Minnesota
$409K +$142K +3,911 +50%
RHCA
8
Rosenthal Henry Capital Advisors
Indiana
$354K – – –
BCM
9
BHZ Capital Management
California
$275K – – –
UBS Group
10
UBS Group
Switzerland
$83K -$72.7K -2,009 -46%
BlackRock
11
BlackRock
New York
$35K – – –
SFPIA
12
Stevens First Principles Investment Advisors
California
$35K – – –
Bank of America
13
Bank of America
North Carolina
$21K +$181 +5 +0.8%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$11K +$4.92K +136 +78%
Morgan Stanley
15
Morgan Stanley
New York
$7K – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$7K +$36 +1 +0.5%
Wells Fargo
17
Wells Fargo
California
$4K -$7.24K -200 -66%
NFG
18
Next Financial Group
Texas
$4K – – –
FPS
19
Fieldpoint Private Securities
Connecticut
$1K +$1.48K +41 New
PAM
20
Panagora Asset Management
Massachusetts
– -$34K -913 Closed
OC
21
Oakworth Capital
Alabama
– -$19K -526 Closed
MA
22
MUFG Americas
New York
– -$2K -64 Closed

AUBN Hedge Fund Activity: Q3 2017 in Review

19 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Auburn National Bancorp (AUBN) for Q3 2017, worth a combined $9.13M — down 4.7% from $9.58M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of AUBN and 1 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 5 added.

The largest buyer was US Bancorp, adding an estimated $142K. The largest seller was UBS Group, cutting an estimated $72.7K.

  • 19 institutional investors held Auburn National Bancorp (AUBN) as of Q3 2017, down from 21 in Q2 2017.
  • Funds reported $9.13M of Auburn National Bancorp stock for Q3 2017, down 4.7% quarter-over-quarter.
  • 1 fund opened new Auburn National Bancorp positions in Q3 2017 and 3 closed out, a net change of -2 holders.
  • The largest Auburn National Bancorp buyer in Q3 2017 was US Bancorp, an estimated $142K added.
  • The largest Auburn National Bancorp seller in Q3 2017 was UBS Group, an estimated $72.7K sold.

Based on aggregated 13F filings for Q3 2017.