Ladenburg Thalmann Financial Services’s Preferred Bank PFBC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PFBC Stock Details PFBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$4K	Buy	+73	New	+$4.01K	﹤0.01%	4874
2017 Q1	–	Sell	-80	Closed	-$4K	–	4932
2016 Q4	$4K	Buy	+80	New	+$3.39K	﹤0.01%	4326
2015 Q3	–	Sell	-843	Closed	-$23K	–	4690
2015 Q2	$23K	Hold	843	–	–	﹤0.01%	3149
2015 Q1	$23K	Hold	843	–	–	﹤0.01%	3098
2014 Q4	$22K	Hold	843	–	–	﹤0.01%	2927
2014 Q3	$20K	Buy	+843	New	+$19.6K	﹤0.01%	2675

Other funds holding PFBC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

SCA

Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PFBC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services opened a new position in Preferred Bank (PFBC) in Q4 2019: 73 shares worth $4K. The stake represents ﹤0.01% of the portfolio and ranks #4874 among its holdings. This is a return to the name: Ladenburg Thalmann Financial Services previously reported a position in PFBC as recently as Q4 2016.

Ladenburg Thalmann Financial Services first reported a position in PFBC in Q3 2014 and has held it in 6 quarters since. The position peaked at $23K in Q2 2015. 134 funds tracked by Wall St. Rank hold PFBC as of Q4 2019.

Ladenburg Thalmann Financial Services held 73 shares of Preferred Bank worth $4K as of Q4 2019.
Preferred Bank was a new Ladenburg Thalmann Financial Services position in Q4 2019.
Preferred Bank made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4874 holding.
Ladenburg Thalmann Financial Services first reported a position in Preferred Bank in Q3 2014 and has held it in 6 quarters since.
Ladenburg Thalmann Financial Services's Preferred Bank position peaked at $23K in Q2 2015.
134 funds tracked by Wall St. Rank held Preferred Bank as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.