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Preferred Bank

134 hedge funds and large institutions have $707M invested in Preferred Bank in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 52 increasing their positions, 50 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more capital invested

Capital invested by funds: $609M → $707M (+$97.6M)

4% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 50

0% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 13

0.24% less ownership

Funds ownership: 88.19%87.95% (-0.24%)

1% less funds holding

Funds holding: 136134 (-2)

Holders
134
Holders Change
-2
Holders Change %
-1.47%
% of All Funds
2.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
52
Reduced
50
Closed
13
Calls
$288K
Puts
Net Calls
+$288K
Net Calls Change
-$16K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$127M -$659K -12,008 -0.6%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$76.9M +$655K +11,920 +0.9%
Vanguard Group
3
Vanguard Group
Pennsylvania
$53.6M +$578K +10,527 +1%
N
4
Nuveen
North Carolina
$47.8M -$2.48M -45,230 -5%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$40.9M -$493K -8,983 -1%
State Street
6
State Street
Massachusetts
$25.8M -$936K -17,036 -4%
Renaissance Technologies
7
Renaissance Technologies
New York
$25.8M +$719K +13,100 +3%
Principal Financial Group
8
Principal Financial Group
Iowa
$20.9M +$12.7M +230,861 +198%
Boston Partners
9
Boston Partners
Massachusetts
$18.7M -$4.8M -87,370 -22%
SCA
10
Stieven Capital Advisors
Missouri
$17.4M +$11K +200 +0.1%
Northern Trust
11
Northern Trust
Illinois
$16.1M -$534K -9,724 -4%
LSV Asset Management
12
LSV Asset Management
Illinois
$15.1M -$1.47M -26,800 -10%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$12.6M +$290K +5,279 +3%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$12.3M +$145K +2,635 +1%
Ameriprise
15
Ameriprise
Minnesota
$11M -$466K -8,477 -4%
BCM
16
Basswood Capital Management
New York
$10.1M
PFC
17
Phocas Financial Corp
California
$9.81M -$9.84M -179,188 Closed
Goldman Sachs
18
Goldman Sachs
New York
$9.29M +$1.46M +26,600 +21%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$8.64M -$1.45M -26,315 -15%
MCM
20
Matarin Capital Management
New York
$8.16M +$254K +4,618 +4%
Fidelity Investments
21
Fidelity Investments
Massachusetts
$8.15M +$2.72M +49,472 +57%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$6.85M +$2.98M +54,254 +91%
MCM
23
Maltese Capital Management
New York
$6.01M +$497K +9,051 +10%
Bank of America
24
Bank of America
North Carolina
$5.32M -$935K -17,023 -16%
Charles Schwab
25
Charles Schwab
California
$5.09M +$19.8K +361 +0.4%

PFBC Hedge Fund Activity: Q4 2019 in Review

134 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Preferred Bank (PFBC) for Q4 2019, worth a combined $707M — up 16% from $609M a quarter earlier.

Fund positioning in PFBC was balanced in Q4 2019: 13 funds opened new positions, 13 closed out, 52 added to existing stakes and 50 trimmed.

The largest buyer was Principal Financial Group, adding an estimated $12.7M. The largest seller was Phocas Financial Corp, exiting entirely with an estimated $9.84M sold.

  • 134 institutional investors held Preferred Bank (PFBC) as of Q4 2019, down from 136 in Q3 2019.
  • Funds reported $707M of Preferred Bank stock for Q4 2019, up 16% quarter-over-quarter.
  • 13 funds opened new Preferred Bank positions in Q4 2019 and 13 closed out, a net change of 0 holders.
  • The largest Preferred Bank buyer in Q4 2019 was Principal Financial Group, an estimated $12.7M added.
  • The largest Preferred Bank seller in Q4 2019 was Phocas Financial Corp, an estimated $9.84M sold.

Based on aggregated 13F filings for Q4 2019.