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Preferred Bank

137 hedge funds and large institutions have $518M invested in Preferred Bank in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 62 increasing their positions, 41 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

51% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 41

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.82% less ownership

Funds ownership: 93.42%90.6% (-2.8%)

5% less funds holding

Funds holding: 144137 (-7)

26% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 23

28% less capital invested

Capital invested by funds: $721M → $518M (-$203M)

Holders
137
Holders Change
-7
Holders Change %
-4.86%
% of All Funds
3.05%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
62
Reduced
41
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$93.9M +$6.04M +118,199 +6%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$54.1M +$351K +6,875 +0.6%
N
3
Nuveen
North Carolina
$38.1M +$805K +15,765 +2%
Vanguard Group
4
Vanguard Group
Pennsylvania
$33.1M -$5.89M -115,305 -13%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$26.6M +$1.26M +24,728 +4%
State Street
6
State Street
Massachusetts
$21.3M -$6M -117,575 -19%
Boston Partners
7
Boston Partners
Massachusetts
$17.8M +$9.26M +181,363 +79%
Renaissance Technologies
8
Renaissance Technologies
New York
$14.5M +$2.12M +41,600 +14%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$13.6M -$17.4M -339,939 -52%
SCA
10
Stieven Capital Advisors
Missouri
$12.7M +$35.7K +700 +0.2%
Northern Trust
11
Northern Trust
Illinois
$11.7M -$127K -2,481 -0.9%
Ameriprise
12
Ameriprise
Minnesota
$9.28M -$55.7K -1,090 -0.5%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$8.7M +$327K +6,406 +3%
MCM
14
Maltese Capital Management
New York
$8.46M +$563K +11,025 +6%
Allianz Asset Management
15
Allianz Asset Management
Germany
$7.55M -$3.53M -69,155 -28%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$7.37M +$720K +14,103 +9%
BCM
17
Basswood Capital Management
New York
$7.25M
PFC
18
Phocas Financial Corp
California
$7.07M -$183K -3,586 -2%
Millennium Management
19
Millennium Management
New York
$6.78M -$1.67M -32,707 -17%
RCAMU
20
Rothschild & Co Asset Management US
Connecticut
$6.08M +$109K +2,131 +2%
JP Morgan Chase
21
JP Morgan Chase
New York
$5.83M -$4.21M -82,433 -38%
Marshall Wace
22
Marshall Wace
United Kingdom
$5.71M +$2.68M +52,561 +66%
Principal Financial Group
23
Principal Financial Group
Iowa
$5.71M +$545K +10,682 +9%
Goldman Sachs
24
Goldman Sachs
New York
$4.78M +$665K +13,020 +13%
Bank of America
25
Bank of America
North Carolina
$4.05M -$994K -19,468 -17%

PFBC Hedge Fund Activity: Q4 2018 in Review

137 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Preferred Bank (PFBC) for Q4 2018, worth a combined $518M — down 28% from $721M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of PFBC and 17 opened new positions — a net loss of 6 holders — while 41 trimmed existing stakes and 62 added.

The largest buyer was Boston Partners, adding an estimated $9.26M. The largest seller was Fidelity Investments, cutting an estimated $17.4M.

  • 137 institutional investors held Preferred Bank (PFBC) as of Q4 2018, down from 144 in Q3 2018.
  • Funds reported $518M of Preferred Bank stock for Q4 2018, down 28% quarter-over-quarter.
  • 17 funds opened new Preferred Bank positions in Q4 2018 and 23 closed out, a net change of -6 holders.
  • The largest Preferred Bank buyer in Q4 2018 was Boston Partners, an estimated $9.26M added.
  • The largest Preferred Bank seller in Q4 2018 was Fidelity Investments, an estimated $17.4M sold.

Based on aggregated 13F filings for Q4 2018.