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Preferred Bank

129 hedge funds and large institutions have $623M invested in Preferred Bank in 2017 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 41 increasing their positions, 47 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 14

12% more capital invested

Capital invested by funds: $556M → $623M (+$66.8M)

2% more funds holding

Funds holding: 127129 (+2)

1.45% more ownership

Funds ownership: 78.8%80.24% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 47

Holders
129
Holders Change
+2
Holders Change %
+1.57%
% of All Funds
3.22%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
41
Reduced
47
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$80.3M -$2.15M -39,097 -3%
BlackRock
2
BlackRock
New York
$45.8M +$436K +7,916 +1%
N
3
Nuveen
North Carolina
$38M -$933K -16,930 -3%
Vanguard Group
4
Vanguard Group
Pennsylvania
$35.3M +$1.61M +29,303 +5%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$31.7M +$2.22M +40,270 +8%
SCA
6
Stieven Capital Advisors
Missouri
$23.6M -$2.31M -41,900 -10%
State Street
7
State Street
Massachusetts
$22.1M -$1.25M -22,621 -6%
Renaissance Technologies
8
Renaissance Technologies
New York
$21.5M -$937K -17,002 -5%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$18.7M +$5.37M +97,530 +46%
JP Morgan Chase
10
JP Morgan Chase
New York
$18.2M -$61.2K -1,110 -0.4%
Northern Trust
11
Northern Trust
Illinois
$15.5M -$132K -2,400 -0.9%
Massachusetts Financial Services
12
Massachusetts Financial Services
Massachusetts
$13.5M +$3.19M +57,890 +35%
Millennium Management
13
Millennium Management
New York
$13.1M +$5.79M +105,065 +94%
Ameriprise
14
Ameriprise
Minnesota
$11.6M +$2.85M +51,656 +37%
MCM
15
Maltese Capital Management
New York
$11M -$1.37M -24,900 -12%
BCM
16
Basswood Capital Management
New York
$10.1M
Allianz Asset Management
17
Allianz Asset Management
Germany
$9.63M +$3.78M +68,612 +75%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$8.48M +$987K +17,908 +15%
DCM
19
Driehaus Capital Management
Illinois
$8.21M +$2.69M +48,760 +56%
RCAMU
20
Rothschild & Co Asset Management US
Connecticut
$7.91M +$13.1K +237 +0.2%
Wellington Management Group
21
Wellington Management Group
Massachusetts
$7.48M
Geode Capital Management
22
Geode Capital Management
Massachusetts
$7.12M +$107K +1,940 +2%
KCM
23
Kennedy Capital Management
Missouri
$5.95M -$107K -1,946 -2%
Charles Schwab
24
Charles Schwab
California
$5.81M +$1.06M +19,211 +25%
CAM
25
ClariVest Asset Management
California
$5.74M +$1.54M +28,030 +42%

PFBC Hedge Fund Activity: Q3 2017 in Review

129 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Preferred Bank (PFBC) for Q3 2017, worth a combined $623M — up 12% from $556M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PFBC positions and 14 closed out — a net gain of 3 holders — while 41 added to existing stakes and 47 trimmed.

The largest buyer was Phocas Financial Corp, adding an estimated $5.85M. The largest seller was Systematic Financial Management, cutting an estimated $5.06M.

  • 129 institutional investors held Preferred Bank (PFBC) as of Q3 2017, up from 127 in Q2 2017.
  • Funds reported $623M of Preferred Bank stock for Q3 2017, up 12% quarter-over-quarter.
  • 17 funds opened new Preferred Bank positions in Q3 2017 and 14 closed out, a net change of +3 holders.
  • The largest Preferred Bank buyer in Q3 2017 was Phocas Financial Corp, an estimated $5.85M added.
  • The largest Preferred Bank seller in Q3 2017 was Systematic Financial Management, an estimated $5.06M sold.

Based on aggregated 13F filings for Q3 2017.