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Preferred Bank

140 hedge funds and large institutions have $568M invested in Preferred Bank in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 36 increasing their positions, 52 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 8

54% more capital invested

Capital invested by funds: $369M → $568M (+$199M)

19% more funds holding

Funds holding: 118140 (+22)

2.76% less ownership

Funds ownership: 77.06%74.29% (-2.8%)

29% less call options, than puts

Call options by funds: $484K | Put options by funds: $680K

31% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 52

Holders
140
Holders Change
+22
Holders Change %
+18.64%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
30
Increased
36
Reduced
52
Closed
8
Calls
$484K
Puts
$680K
Net Calls
-$196K
Net Calls Change
+$340K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$111M +$6.11M +156,385 +8%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$57.5M -$3.1M -79,375 -7%
Vanguard Group
3
Vanguard Group
Pennsylvania
$42.7M -$1.83M -46,802 -5%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$41.8M +$5.51M +141,000 +20%
N
5
Nuveen
North Carolina
$33.8M +$991K +25,383 +4%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$33M -$422K -10,797 -2%
State Street
7
State Street
Massachusetts
$24.6M +$997K +25,526 +6%
Renaissance Technologies
8
Renaissance Technologies
New York
$13.6M -$2.05M -52,400 -16%
Northern Trust
9
Northern Trust
Illinois
$13.1M -$289K -7,396 -3%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$11.1M -$395K -10,112 -4%
LSV Asset Management
11
LSV Asset Management
Illinois
$9.21M -$1.34M -34,233 -16%
SCA
12
Stieven Capital Advisors
Missouri
$9.15M +$15.6K +400 +0.2%
Ameriprise
13
Ameriprise
Minnesota
$9.14M +$309K +7,908 +5%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$8.72M -$344K -8,803 -5%
PFC
15
Phocas Financial Corp
California
$8.2M -$6.25M -160,149 Closed
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$6.7M -$903K -23,118 -15%
Goldman Sachs
17
Goldman Sachs
New York
$6.5M -$1.57M -40,166 -24%
Hotchkis & Wiley Capital Management
18
Hotchkis & Wiley Capital Management
California
$5.43M +$4.2M +107,680 New
Principal Financial Group
19
Principal Financial Group
Iowa
$5.36M -$17.1M -436,726 -80%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$4.82M +$202K +5,173 +6%
BCM
21
Basswood Capital Management
New York
$4.79M -$2.83M -72,400 -43%
Morgan Stanley
22
Morgan Stanley
New York
$4.6M +$582K +14,915 +20%
Charles Schwab
23
Charles Schwab
California
$4.58M +$13.9K +355 +0.4%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$4.24M +$3.28M +83,925 New
MCM
25
Maltese Capital Management
New York
$4.22M -$10.9K -280 -0.3%

PFBC Hedge Fund Activity: Q4 2020 in Review

140 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Preferred Bank (PFBC) for Q4 2020, worth a combined $568M — up 54% from $369M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PFBC positions and 8 closed out — a net gain of 22 holders — while 36 added to existing stakes and 52 trimmed.

The largest buyer was BlackRock, adding an estimated $6.11M. The largest seller was Principal Financial Group, cutting an estimated $17.1M.

  • 140 institutional investors held Preferred Bank (PFBC) as of Q4 2020, up from 118 in Q3 2020.
  • Funds reported $568M of Preferred Bank stock for Q4 2020, up 54% quarter-over-quarter.
  • 30 funds opened new Preferred Bank positions in Q4 2020 and 8 closed out, a net change of +22 holders.
  • The largest Preferred Bank buyer in Q4 2020 was BlackRock, an estimated $6.11M added.
  • The largest Preferred Bank seller in Q4 2020 was Principal Financial Group, an estimated $17.1M sold.

Based on aggregated 13F filings for Q4 2020.