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Preferred Bank

118 hedge funds and large institutions have $369M invested in Preferred Bank in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 34 increasing their positions, 54 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.44% less ownership

Funds ownership: 78.5%77.06% (-1.4%)

6% less funds holding

Funds holding: 126118 (-8)

26% less capital invested

Capital invested by funds: $500M → $369M (-$132M)

37% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 54

44% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 16

63% less call options, than puts

Call options by funds: $321K | Put options by funds: $857K

Holders
118
Holders Change
-8
Holders Change %
-6.35%
% of All Funds
2.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
34
Reduced
54
Closed
16
Calls
$321K
Puts
$857K
Net Calls
-$536K
Net Calls Change
+$381K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$65.6M -$2.38M -63,701 -3%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$39.1M +$10.1K +270 +0%
Vanguard Group
3
Vanguard Group
Pennsylvania
$28.7M -$21.8K -585 -0.1%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$22.1M +$3.2M +85,694 +14%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$21.4M +$82.6K +2,213 +0.3%
N
6
Nuveen
North Carolina
$20.7M +$159K +4,263 +0.7%
Principal Financial Group
7
Principal Financial Group
Iowa
$17.4M -$476K -12,757 -2%
State Street
8
State Street
Massachusetts
$14.8M -$563K -15,077 -3%
Renaissance Technologies
9
Renaissance Technologies
New York
$10.4M -$1.3M -34,700 -10%
Northern Trust
10
Northern Trust
Illinois
$8.55M -$255K -6,829 -3%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$7.38M +$210K +5,618 +3%
LSV Asset Management
12
LSV Asset Management
Illinois
$6.96M -$314K -8,400 -4%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$5.83M -$229K -6,126 -3%
SCA
14
Stieven Capital Advisors
Missouri
$5.81M +$11.2K +300 +0.2%
Ameriprise
15
Ameriprise
Minnesota
$5.56M -$291K -7,783 -4%
Goldman Sachs
16
Goldman Sachs
New York
$5.43M +$825K +22,103 +15%
BCM
17
Basswood Capital Management
New York
$5.37M
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$5.15M +$132K +3,523 +2%
PFC
19
Phocas Financial Corp
California
$5.14M +$816K +21,844 +16%
Jacobs Levy Equity Management
20
Jacobs Levy Equity Management
New Jersey
$3.08M -$130K -3,475 -4%
Charles Schwab
21
Charles Schwab
California
$2.9M -$16.3K -436 -0.5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$2.9M -$574K -15,362 -15%
MCM
23
Maltese Capital Management
New York
$2.7M -$324K -8,680 -9%
MCM
24
Matarin Capital Management
New York
$2.67M -$384K -10,282 -11%
AllianceBernstein
25
AllianceBernstein
Tennessee
$2.5M -$162K -4,340 -5%

PFBC Hedge Fund Activity: Q3 2020 in Review

118 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Preferred Bank (PFBC) for Q3 2020, worth a combined $369M — down 26% from $500M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of PFBC and 9 opened new positions — a net loss of 7 holders — while 54 trimmed existing stakes and 34 added.

The largest buyer was Fidelity Investments, adding an estimated $3.2M. The largest seller was Winton Group, cutting an estimated $2.57M.

  • 118 institutional investors held Preferred Bank (PFBC) as of Q3 2020, down from 126 in Q2 2020.
  • Funds reported $369M of Preferred Bank stock for Q3 2020, down 26% quarter-over-quarter.
  • 9 funds opened new Preferred Bank positions in Q3 2020 and 16 closed out, a net change of -7 holders.
  • The largest Preferred Bank buyer in Q3 2020 was Fidelity Investments, an estimated $3.2M added.
  • The largest Preferred Bank seller in Q3 2020 was Winton Group, an estimated $2.57M sold.

Based on aggregated 13F filings for Q3 2020.