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Preferred Bank

128 hedge funds and large institutions have $498M invested in Preferred Bank in 2016 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 52 increasing their positions, 38 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

432% more call options, than puts

Call options by funds: $3.96M | Put options by funds: $744K

383% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 6

72.03% more ownership

Funds ownership: 0%72.03% (+72%)

59% more capital invested

Capital invested by funds: $313M → $498M (+$185M)

37% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 38

20% more funds holding

Funds holding: 107128 (+21)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
128
Holders Change
+21
Holders Change %
+19.63%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
29
Increased
52
Reduced
38
Closed
6
Calls
$3.96M
Puts
$744K
Net Calls
+$3.21M
Net Calls Change
+$3.21M
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$73.9M +$1.46M +34,440 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$24.8M +$1.4M +32,941 +7%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$23.3M +$1.58M +37,377 +9%
SCA
4
Stieven Capital Advisors
Missouri
$22.9M -$2.78M -65,700 -13%
BFA
5
BlackRock Fund Advisors
California
$21M +$2.59M +61,134 +18%
BCM
6
Basswood Capital Management
New York
$18.9M -$9.11M -215,152 -37%
N
7
Nuveen
North Carolina
$18.2M +$4.94M +116,645 +50%
Renaissance Technologies
8
Renaissance Technologies
New York
$17.2M -$424K -10,000 -3%
JP Morgan Chase
9
JP Morgan Chase
New York
$16.2M +$2.2M +51,866 +20%
BIT
10
BlackRock Institutional Trust
California
$15M +$3.27M +77,274 +37%
MCM
11
Maltese Capital Management
New York
$13.3M -$644K -15,200 -6%
State Street
12
State Street
Massachusetts
$12.5M +$655K +15,467 +7%
Fidelity Investments
13
Fidelity Investments
Massachusetts
$11.3M -$3.49M -82,445 -28%
Northern Trust
14
Northern Trust
Illinois
$10.5M +$1.88M +44,493 +29%
Wellington Management Group
15
Wellington Management Group
Massachusetts
$7.39M -$2.5M -59,096 -30%
EPCA
16
Elizabeth Park Capital Advisors
Ohio
$7.32M -$6.51M -153,590 -52%
DCM
17
Driehaus Capital Management
Illinois
$6.87M +$5.55M +130,979 New
PI
18
Putnam Investments
Massachusetts
$5.94M +$12.7K +300 +0.3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$5.71M +$1.64M +38,593 +55%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$5.38M +$311K +7,330 +8%
AQR Capital Management
21
AQR Capital Management
Connecticut
$5.36M +$1.73M +40,796 +66%
Prudential Financial
22
Prudential Financial
New Jersey
$5.12M -$63.5K -1,500 -2%
KCM
23
Kennedy Capital Management
Missouri
$5.05M -$176K -4,161 -4%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$5.03M +$1.37M +32,380 +51%
SFM
25
Systematic Financial Management
New Jersey
$4.99M +$2.56M +60,480 +174%

PFBC Hedge Fund Activity: Q4 2016 in Review

128 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Preferred Bank (PFBC) for Q4 2016, worth a combined $498M — up 59% from $313M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PFBC positions and 6 closed out — a net gain of 23 holders — while 52 added to existing stakes and 38 trimmed.

The largest buyer was Driehaus Capital Management, opening a new position worth an estimated $5.55M. The largest seller was Basswood Capital Management, cutting an estimated $9.11M.

  • 128 institutional investors held Preferred Bank (PFBC) as of Q4 2016, up from 107 in Q3 2016.
  • Funds reported $498M of Preferred Bank stock for Q4 2016, up 59% quarter-over-quarter.
  • 29 funds opened new Preferred Bank positions in Q4 2016 and 6 closed out, a net change of +23 holders.
  • The largest Preferred Bank buyer in Q4 2016 was Driehaus Capital Management, an estimated $5.55M added.
  • The largest Preferred Bank seller in Q4 2016 was Basswood Capital Management, an estimated $9.11M sold.

Based on aggregated 13F filings for Q4 2016.