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Preferred Bank

132 hedge funds and large institutions have $726M invested in Preferred Bank in 2021 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 43 increasing their positions, 52 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $568M → $726M (+$158M)

2.22% more ownership

Funds ownership: 74.29%76.52% (+2.2%)

6% less funds holding

Funds holding: 140132 (-8)

17% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 52

26% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 23

63% less call options, than puts

Call options by funds: $229K | Put options by funds: $624K

Holders
132
Holders Change
-8
Holders Change %
-5.71%
% of All Funds
2.32%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
43
Reduced
52
Closed
23
Calls
$229K
Puts
$624K
Net Calls
-$395K
Net Calls Change
-$199K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$140M -$124K -2,190 -0.1%
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$72.3M -$159K -2,822 -0.2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$55.6M +$1.57M +27,843 +3%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$54.3M +$1.35M +23,895 +3%
N
5
Nuveen
North Carolina
$41.1M -$1.41M -24,978 -4%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$40.1M -$1.36M -24,027 -4%
State Street
7
State Street
Massachusetts
$36.4M +$4.75M +84,065 +17%
Boston Partners
8
Boston Partners
Massachusetts
$18.4M +$16.3M +287,602 New
SCA
9
Stieven Capital Advisors
Missouri
$16.9M +$4.78M +84,595 +47%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$15.1M +$992K +17,549 +8%
Renaissance Technologies
11
Renaissance Technologies
New York
$13.8M -$3.02M -53,500 -20%
Northern Trust
12
Northern Trust
Illinois
$13.4M -$2.75M -48,659 -19%
Ameriprise
13
Ameriprise
Minnesota
$11.2M -$289K -5,117 -3%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$11.2M +$136K +2,407 +1%
Goldman Sachs
15
Goldman Sachs
New York
$10.8M +$2.33M +41,307 +32%
PFC
16
Phocas Financial Corp
California
$9.97M +$8.85M +156,594 New
LSV Asset Management
17
LSV Asset Management
Illinois
$9.66M -$1.74M -30,800 -17%
PFMOSF
18
Philadelphia Financial Management of San Francisco
California
$9.08M +$4.97M +87,934 +161%
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$8.25M -$296K -5,234 -4%
MCM
20
Maltese Capital Management
New York
$7.33M +$1.77M +31,390 +38%
Principal Financial Group
21
Principal Financial Group
Iowa
$6.8M +$40.7K +720 +0.7%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$6.77M +$617K +10,923 +11%
Hotchkis & Wiley Capital Management
23
Hotchkis & Wiley Capital Management
California
$6.47M -$347K -6,145 -6%
Charles Schwab
24
Charles Schwab
California
$5.93M +$138K +2,438 +3%
Bank of America
25
Bank of America
North Carolina
$4.82M +$277K +4,909 +7%

PFBC Hedge Fund Activity: Q1 2021 in Review

132 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Preferred Bank (PFBC) for Q1 2021, worth a combined $726M — up 28% from $568M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of PFBC and 17 opened new positions — a net loss of 6 holders — while 52 trimmed existing stakes and 43 added.

The largest buyer was Boston Partners, opening a new position worth an estimated $16.3M. The largest seller was Basswood Capital Management, exiting entirely with an estimated $4.79M sold.

  • 132 institutional investors held Preferred Bank (PFBC) as of Q1 2021, down from 140 in Q4 2020.
  • Funds reported $726M of Preferred Bank stock for Q1 2021, up 28% quarter-over-quarter.
  • 17 funds opened new Preferred Bank positions in Q1 2021 and 23 closed out, a net change of -6 holders.
  • The largest Preferred Bank buyer in Q1 2021 was Boston Partners, an estimated $16.3M added.
  • The largest Preferred Bank seller in Q1 2021 was Basswood Capital Management, an estimated $4.79M sold.

Based on aggregated 13F filings for Q1 2021.