Ladenburg Thalmann Financial Services’s Northern Dynasty Minerals NAK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NAK Stock Details NAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3K	Sell	3,000 -2,600	-46%	-$1.36K	﹤0.01%	4970
2019 Q3	$4K	Hold	5,600	–	–	﹤0.01%	4777
2019 Q2	$4K	Buy	5,600 +400	+8%	+$208	﹤0.01%	4792
2019 Q1	$4K	Hold	5,200	–	–	﹤0.01%	4746
2018 Q4	$3K	Buy	5,200 +300	+6%	+$180	﹤0.01%	4782
2018 Q3	$2K	Buy	4,900 +700	+17%	+$379	﹤0.01%	4896
2018 Q2	$4K	Hold	4,200	–	–	﹤0.01%	4669
2018 Q1	$4K	Sell	4,200 -950	-18%	-$1.14K	﹤0.01%	4669
2017 Q4	$9K	Sell	5,150 -1,000	-16%	-$1.98K	﹤0.01%	4245
2017 Q3	$11K	Sell	6,150 -1,000	-14%	-$1.58K	﹤0.01%	4034
2017 Q2	$9K	Hold	7,150	–	–	﹤0.01%	4075
2017 Q1	$10K	Buy	7,150 +3,950	+123%	+$8.11K	﹤0.01%	3985
2016 Q4	$7K	Buy	3,200 +2,200	+220%	+$2.56K	﹤0.01%	4078
2016 Q3	$1K	Hold	1,000	–	–	﹤0.01%	4632
2016 Q2	$0	Hold	1,000	–	–	﹤0.01%	4799
2016 Q1	$0	Buy	+1,000	New	+$313	﹤0.01%	4755

Other funds holding NAK

KGACF

Kopernik Global All-Cap Fund Tampa, Florida $558M AUM

KGI

Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

Cadinha & Co Honolulu, Hawaii $675M AUM 30.64% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NAK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Northern Dynasty Minerals (NAK) stake by 46% in Q4 2019, selling an estimated $1.36K and leaving 3,000 shares worth $3K. The position accounts for ﹤0.01% of the portfolio, ranked #4970.

Ladenburg Thalmann Financial Services first reported a position in NAK in Q1 2016 and has held it in 16 quarters since. The position peaked at $11K in Q3 2017. 80 funds tracked by Wall St. Rank hold NAK as of Q4 2019.

Ladenburg Thalmann Financial Services held 3,000 shares of Northern Dynasty Minerals worth $3K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 2,600 Northern Dynasty Minerals shares in Q4 2019, an estimated $1.36K.
Northern Dynasty Minerals made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4970 holding.
Ladenburg Thalmann Financial Services first reported a position in Northern Dynasty Minerals in Q1 2016 and has held it in 16 quarters since.
Ladenburg Thalmann Financial Services's Northern Dynasty Minerals position peaked at $11K in Q3 2017.
80 funds tracked by Wall St. Rank held Northern Dynasty Minerals as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.