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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBLU
4951
Tortoise Global Water ETF
TBLU
$57M
$3K ﹤0.01%
149
-261
-64% -$8.6K
HURA
4952
TuHURA Biosciences
HURA
$138M
$3K ﹤0.01%
2
– –
SASR
4953
DELISTED
Sandy Spring Bancorp Inc
SASR
$3K ﹤0.01%
70
– –
TCS
4954
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$3K ﹤0.01%
40
-13
-25% -$824
SEEL
4955
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$3K ﹤0.01%
1
– –
EMFM
4956
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
$3K ﹤0.01%
135
– –
AFTY
4957
DELISTED
Pacer CSOP FTSE China A50 ETF
AFTY
$3K ﹤0.01%
+162
New +$2.81K
NBSE
4958
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$3K ﹤0.01%
23
– –
MDRX
4959
DELISTED
Veradigm Inc. Common Stock
MDRX
$3K ﹤0.01%
364
+30
+9% +$316
CHS
4960
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
866
– –
CTG
4961
DELISTED
Computer Task Group, Inc.
CTG
$3K ﹤0.01%
670
+565
+538% +$3.04K
ISEE
4962
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$3K ﹤0.01%
300
– –
PSMM
4963
DELISTED
Invesco Moderately Conservative Multi-Asset Allocation ETF
PSMM
$3K ﹤0.01%
250
– –
APTO
4964
DELISTED
Aptose Biosciences, Inc.
APTO
– –
-6
Closed -$7.82K
AGRX
4965
DELISTED
Agile Therapeutics
AGRX
$3K ﹤0.01%
+1
New +$3.49K
IDLB
4966
DELISTED
Invesco FTSE International Low Beta Equal Weight ETF
IDLB
$3K ﹤0.01%
100
– –
TMDI
4967
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$3K ﹤0.01%
6,015
-6
-0.1% -$4
HZN
4968
DELISTED
Horizon Global Corporation
HZN
$3K ﹤0.01%
1,000
– –
IVC
4969
DELISTED
Invacare Corporation
IVC
$3K ﹤0.01%
300
– –
RBCN
4970
DELISTED
Rubicon Technology, Inc.
RBCN
$3K ﹤0.01%
+375
New +$3.17K
HNGR
4971
DELISTED
Hanger Inc.
HNGR
$3K ﹤0.01%
100
-100
-50% -$2.37K
AMPE
4972
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$3K ﹤0.01%
21
– –
RTLR
4973
DELISTED
Rattler Midstream LP Common Units
RTLR
$3K ﹤0.01%
152
-105
-41% -$1.67K
RDUS
4974
DELISTED
Radius Health, Inc.
RDUS
$3K ﹤0.01%
152
-2,427
-94% -$58.9K
ENIA
4975
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$3K ﹤0.01%
265
– –
197 198
199
200 201

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.