Ladenburg Thalmann Financial Services’s NEOPHOTONICS CORP NPTN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2K	Sell	210 -1,000	-83%	-$7.48K	﹤0.01%	5134
2019 Q3	$7K	Buy	1,210 +1,000	+476%	+$5.62K	﹤0.01%	4571
2019 Q2	$1K	Buy	210 +10	+5%	+$53	﹤0.01%	5201
2019 Q1	$1K	Sell	200 -3	-1%	-$21	﹤0.01%	5157
2018 Q4	$1K	Buy	203 +3	+2%	+$23	﹤0.01%	5137
2018 Q3	$2K	Hold	200	–	–	﹤0.01%	4925
2018 Q2	$1K	Hold	200	–	–	﹤0.01%	5046
2018 Q1	$1K	Hold	200	–	–	﹤0.01%	5046
2017 Q4	$1K	Hold	200	–	–	﹤0.01%	4962
2017 Q3	$1K	Hold	200	–	–	﹤0.01%	4862
2017 Q2	$2K	Hold	200	–	–	﹤0.01%	4642
2017 Q1	$2K	Sell	200 -59	-23%	-$615	﹤0.01%	4614
2016 Q4	$3K	Sell	259 -500	-66%	-$6.67K	﹤0.01%	4464
2016 Q3	$12K	Buy	759 +475	+167%	+$6.68K	﹤0.01%	3728
2016 Q2	$3K	Hold	284	–	–	﹤0.01%	4327
2016 Q1	$4K	Sell	284 -2,466	-90%	-$25.5K	﹤0.01%	4195
2015 Q4	$29K	Buy	2,750 +2,550	+1,275%	+$23K	﹤0.01%	2967
2015 Q3	$1K	Hold	200	–	–	﹤0.01%	4489
2015 Q2	$2K	Hold	200	–	–	﹤0.01%	4382
2015 Q1	$1K	Buy	+200	New	+$804	﹤0.01%	4482

Other funds holding NPTN

Russell Investments Group London, United Kingdom $114B AUM 41.71% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

Prudential Financial Newark, New Jersey $81.2B AUM 27.81% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NPTN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its NEOPHOTONICS CORP (NPTN) stake by 83% in Q4 2019, selling an estimated $7.48K and leaving 210 shares worth $2K. The position accounts for ﹤0.01% of the portfolio, ranked #5134.

Ladenburg Thalmann Financial Services first reported a position in NPTN in Q1 2015 and has held it in 20 quarters since. The position peaked at $29K in Q4 2015. 126 funds tracked by Wall St. Rank hold NPTN as of Q4 2019.

Ladenburg Thalmann Financial Services held 210 shares of NEOPHOTONICS CORP worth $2K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 1,000 NEOPHOTONICS CORP shares in Q4 2019, an estimated $7.48K.
NEOPHOTONICS CORP made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #5134 holding.
Ladenburg Thalmann Financial Services first reported a position in NEOPHOTONICS CORP in Q1 2015 and has held it in 20 quarters since.
Ladenburg Thalmann Financial Services's NEOPHOTONICS CORP position peaked at $29K in Q4 2015.
126 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.