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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

113 hedge funds and large institutions have $145M invested in NEOPHOTONICS CORP in 2019 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 45 increasing their positions, 33 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.69M | Put options by funds: $1.16M

36% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 33

14% less funds holding

Funds holding: 132113 (-19)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

37% less capital invested

Capital invested by funds: $229M → $145M (-$83.8M)

47% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 36

Holders
113
Holders Change
-19
Holders Change %
-14.39%
% of All Funds
2.45%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
19
Increased
45
Reduced
33
Closed
36
Calls
$1.69M
Puts
$1.16M
Net Calls
+$527K
Net Calls Change
+$1.18M
Name Holding Trade Value Shares
Change
Change in
Stake
Russell Investments Group
1
Russell Investments Group
United Kingdom
$15.1M -$341K -64,709 -2%
BlackRock
2
BlackRock
New York
$11.1M +$757K +143,596 +6%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$10.2M +$161K +30,616 +1%
Vanguard Group
4
Vanguard Group
Pennsylvania
$9.96M +$1.83M +347,176 +17%
AIC
5
AWM Investment Company
New York
$9.02M -$1.36M -257,528 -11%
Boston Partners
6
Boston Partners
Massachusetts
$7.59M -$1.13M -213,571 -11%
PCMI
7
Paradigm Capital Management Inc
New York
$6.39M +$1.14M +215,815 +16%
Millennium Management
8
Millennium Management
New York
$5.35M +$410K +77,762 +6%
KCM
9
Kennedy Capital Management
Missouri
$4.19M +$279K +52,996 +6%
MCM
10
Masters Capital Management
Georgia
$4.18M -$3.63M -688,750 -41%
D.E. Shaw & Co
11
D.E. Shaw & Co
New York
$4.09M +$3.66M +693,923 +244%
RA
12
Royce & Associates
New York
$3.63M -$6.84M -1,297,980 -60%
JP Morgan Chase
13
JP Morgan Chase
New York
$2.94M -$1.42M -268,405 -28%
BBCM
14
Boardman Bay Capital Management
New York
$2.9M +$2.21M +418,930 +152%
Charles Schwab
15
Charles Schwab
California
$2.72M +$902K +171,154 +36%
State Street
16
State Street
Massachusetts
$2.58M -$35.5K -6,726 -1%
N
17
Nuveen
North Carolina
$2.4M +$3.02M +573,621 New
American Century Companies
18
American Century Companies
Missouri
$2.24M +$2.27M +430,356 +407%
AQR Capital Management
19
AQR Capital Management
Connecticut
$1.99M +$1.18M +224,612 +89%
AIS
20
AlphaOne Investment Services
Pennsylvania
$1.94M +$2.44M +463,300 New
Geode Capital Management
21
Geode Capital Management
Massachusetts
$1.83M +$240K +45,607 +12%
Northern Trust
22
Northern Trust
Illinois
$1.69M +$127K +24,081 +6%
WPC
23
White Pine Capital
Minnesota
$1.62M +$445K +84,390 +28%
PAM
24
Panagora Asset Management
Massachusetts
$1.42M +$1.79M +339,918 New
State of Wisconsin Investment Board
25
State of Wisconsin Investment Board
Wisconsin
$1.38M +$19.2K +3,650 +1%

NPTN Hedge Fund Activity: Q2 2019 in Review

113 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q2 2019, worth a combined $145M — down 37% from $229M a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of NPTN and 19 opened new positions — a net loss of 17 holders — while 33 trimmed existing stakes and 45 added.

The largest buyer was D.E. Shaw & Co, adding an estimated $3.66M. The largest seller was Royce & Associates, cutting an estimated $6.84M.

  • 113 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q2 2019, down from 132 in Q1 2019.
  • Funds reported $145M of NEOPHOTONICS CORP stock for Q2 2019, down 37% quarter-over-quarter.
  • 19 funds opened new NEOPHOTONICS CORP positions in Q2 2019 and 36 closed out, a net change of -17 holders.
  • The largest NEOPHOTONICS CORP buyer in Q2 2019 was D.E. Shaw & Co, an estimated $3.66M added.
  • The largest NEOPHOTONICS CORP seller in Q2 2019 was Royce & Associates, an estimated $6.84M sold.

Based on aggregated 13F filings for Q2 2019.