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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

135 hedge funds and large institutions have $302M invested in NEOPHOTONICS CORP in 2020 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 45 increasing their positions, 42 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 22

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

7% more funds holding

Funds holding: 126135 (+9)

8% more call options, than puts

Call options by funds: $1.2M | Put options by funds: $1.11M

7% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 42

14% less capital invested

Capital invested by funds: $352M → $302M (-$50M)

Holders
135
Holders Change
+9
Holders Change %
+7.14%
% of All Funds
2.97%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
32
Increased
45
Reduced
42
Closed
22
Calls
$1.2M
Puts
$1.11M
Net Calls
+$90K
Net Calls Change
-$4.25M
Name Holding Trade Value Shares
Change
Change in
Stake
Russell Investments Group
1
Russell Investments Group
United Kingdom
$25.4M +$3.81M +514,399 +17%
BlackRock
2
BlackRock
New York
$20.5M +$506K +68,259 +2%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$17.4M -$500K -67,502 -3%
Vanguard Group
4
Vanguard Group
Pennsylvania
$16.7M +$33K +4,455 +0.2%
Renaissance Technologies
5
Renaissance Technologies
New York
$14.6M +$2.82M +380,100 +23%
N
6
Nuveen
North Carolina
$14M +$1.63M +220,438 +13%
AIC
7
AWM Investment Company
New York
$13.8M
PCMI
8
Paradigm Capital Management Inc
New York
$13.7M +$2.98M +401,700 +27%
Acadian Asset Management
9
Acadian Asset Management
Massachusetts
$13.2M +$4.24M +571,466 +46%
JP Morgan Chase
10
JP Morgan Chase
New York
$10.8M -$6.16M -830,705 -36%
HRCM
11
Hood River Capital Management
Florida
$8.12M +$8.3M +1,119,584 New
Geode Capital Management
12
Geode Capital Management
Massachusetts
$7.42M -$1.09M -147,036 -13%
MCM
13
Masters Capital Management
Georgia
$7.25M +$333K +44,960 +5%
D.E. Shaw & Co
14
D.E. Shaw & Co
New York
$7.23M -$1.81M -243,758 -20%
Arrowstreet Capital
15
Arrowstreet Capital
Massachusetts
$6.73M +$1.64M +221,378 +31%
State Street
16
State Street
Massachusetts
$6.71M +$1.51M +203,557 +28%
Prudential Financial
17
Prudential Financial
New Jersey
$6.2M -$3.3M -444,967 -34%
AQR Capital Management
18
AQR Capital Management
Connecticut
$5.99M -$2.1M -283,566 -26%
Citadel Advisors
19
Citadel Advisors
Florida
$5.25M +$248K +33,422 +5%
RA
20
Royce & Associates
New York
$5.12M -$150K -20,300 -3%
KCM
21
Kennedy Capital Management
Missouri
$5.11M +$462K +62,385 +10%
Northern Trust
22
Northern Trust
Illinois
$3.35M +$157K +21,203 +5%
PAM
23
Panagora Asset Management
Massachusetts
$3.19M -$780K -105,289 -19%
BBCM
24
Boardman Bay Capital Management
New York
$2.83M +$903K +121,789 +45%
Two Sigma Advisers
25
Two Sigma Advisers
New York
$2.74M +$249K +33,600 +10%

NPTN Hedge Fund Activity: Q1 2020 in Review

135 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q1 2020, worth a combined $302M — down 14% from $352M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new NPTN positions and 22 closed out — a net gain of 10 holders — while 45 added to existing stakes and 42 trimmed.

The largest buyer was Hood River Capital Management, opening a new position worth an estimated $8.3M. The largest seller was JP Morgan Chase, cutting an estimated $6.16M.

  • 135 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q1 2020, up from 126 in Q4 2019.
  • Funds reported $302M of NEOPHOTONICS CORP stock for Q1 2020, down 14% quarter-over-quarter.
  • 32 funds opened new NEOPHOTONICS CORP positions in Q1 2020 and 22 closed out, a net change of +10 holders.
  • The largest NEOPHOTONICS CORP buyer in Q1 2020 was Hood River Capital Management, an estimated $8.3M added.
  • The largest NEOPHOTONICS CORP seller in Q1 2020 was JP Morgan Chase, an estimated $6.16M sold.

Based on aggregated 13F filings for Q1 2020.