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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

147 hedge funds and large institutions have $516M invested in NEOPHOTONICS CORP in 2021 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 44 increasing their positions, 49 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

86% more call options, than puts

Call options by funds: $2.39M | Put options by funds: $1.28M

48% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 21

33% more capital invested

Capital invested by funds: $387M → $516M (+$128M)

7% more funds holding

Funds holding: 138147 (+9)

10% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 49

Holders
147
Holders Change
+9
Holders Change %
+6.52%
% of All Funds
2.58%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
31
Increased
44
Reduced
49
Closed
21
Calls
$2.39M
Puts
$1.28M
Net Calls
+$1.1M
Net Calls Change
+$862K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$45.4M +$946K +83,403 +2%
BlackRock
2
BlackRock
New York
$44.9M +$2.66M +234,873 +7%
State Street
3
State Street
Massachusetts
$30.7M +$11.3M +995,866 +63%
Renaissance Technologies
4
Renaissance Technologies
New York
$30.4M -$2.08M -183,100 -7%
PCMI
5
Paradigm Capital Management Inc
New York
$27.5M -$1.39M -122,300 -5%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$25M -$943K -83,153 -4%
WA
7
Wasatch Advisors
Utah
$23.1M +$4.52M +398,320 +26%
AIC
8
AWM Investment Company
New York
$23M
Jacobs Levy Equity Management
9
Jacobs Levy Equity Management
New Jersey
$14M -$314K -27,718 -2%
Russell Investments Group
10
Russell Investments Group
United Kingdom
$13.2M -$6.23M -549,622 -33%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$12.8M +$1.41M +124,501 +13%
MCM
12
Masters Capital Management
Georgia
$11.9M -$5.67M -500,000 -33%
JP Morgan Chase
13
JP Morgan Chase
New York
$11.5M -$2.21M -194,979 -17%
GIM
14
Granahan Investment Management
Massachusetts
$11.5M +$3.67M +323,313 +50%
Victory Capital Management
15
Victory Capital Management
Texas
$10.8M +$8.64M +761,781 +525%
AM
16
Anqa Management
New York
$9.84M -$147K -13,000 -2%
SFM
17
Systematic Financial Management
New Jersey
$9.49M -$111K -9,811 -1%
KCM
18
Kennedy Capital Management
Missouri
$9.36M +$333K +29,345 +4%
SI
19
Scout Investments
Missouri
$8.04M +$7.63M +673,031 New
PCM
20
Penserra Capital Management
California
$7.67M +$1.32M +116,604 +22%
NIM
21
Needham Investment Management
New York
$7.62M +$3.49M +307,500 +93%
Acadian Asset Management
22
Acadian Asset Management
Massachusetts
$6.85M -$6.39M -563,583 -50%
FA
23
Friess Associates
Delaware
$6.59M +$6.25M +551,634 New
N
24
Nuveen
North Carolina
$6.44M -$22.9K -2,024 -0.4%
Northern Trust
25
Northern Trust
Illinois
$6.37M -$281K -24,820 -4%

NPTN Hedge Fund Activity: Q1 2021 in Review

147 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q1 2021, worth a combined $516M — up 33% from $387M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new NPTN positions and 21 closed out — a net gain of 10 holders — while 44 added to existing stakes and 49 trimmed.

The largest buyer was State Street, adding an estimated $11.3M. The largest seller was Goldman Sachs, cutting an estimated $10.5M.

  • 147 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q1 2021, up from 138 in Q4 2020.
  • Funds reported $516M of NEOPHOTONICS CORP stock for Q1 2021, up 33% quarter-over-quarter.
  • 31 funds opened new NEOPHOTONICS CORP positions in Q1 2021 and 21 closed out, a net change of +10 holders.
  • The largest NEOPHOTONICS CORP buyer in Q1 2021 was State Street, an estimated $11.3M added.
  • The largest NEOPHOTONICS CORP seller in Q1 2021 was Goldman Sachs, an estimated $10.5M sold.

Based on aggregated 13F filings for Q1 2021.