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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

147 hedge funds and large institutions have $551M invested in NEOPHOTONICS CORP in 2016 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 40 increasing their positions, 57 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more capital invested

Capital invested by funds: $316M → $551M (+$235M)

56% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 25

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

11% more funds holding

Funds holding: 133147 (+14)

30% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 57

34% less call options, than puts

Call options by funds: $3.48M | Put options by funds: $5.26M

Holders
147
Holders Change
+14
Holders Change %
+10.53%
% of All Funds
3.92%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
39
Increased
40
Reduced
57
Closed
25
Calls
$3.48M
Puts
$5.26M
Net Calls
-$1.78M
Net Calls Change
-$1.91M
Name Holding Trade Value Shares
Change
Change in
Stake
OMC
1
Oak Management Corp
Connecticut
$91M
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$34.9M +$3.27M +232,210 +12%
Vanguard Group
3
Vanguard Group
Pennsylvania
$28.9M -$1.74M -123,886 -7%
AIC
4
AWM Investment Company
New York
$28.7M -$3.67M -260,507 -13%
Wellington Management Group
5
Wellington Management Group
Massachusetts
$21.9M +$5.78M +410,331 +44%
GT
6
Glenmede Trust
Pennsylvania
$21.2M -$2.81M -199,358 -13%
NC
7
Northpointe Capital
Michigan
$18.6M -$6.21M -441,544 -28%
MCM
8
Masters Capital Management
Georgia
$16.3M -$975K -69,265 -6%
Renaissance Technologies
9
Renaissance Technologies
New York
$14.1M -$4.12M -292,700 -25%
BFA
10
BlackRock Fund Advisors
California
$14M +$812K +57,682 +7%
RA
11
Royce & Associates
New York
$13.9M -$3.56M -253,100 -23%
BIT
12
BlackRock Institutional Trust
California
$13.1M -$418K -29,669 -4%
State Street
13
State Street
Massachusetts
$12.4M +$2.97M +211,025 +38%
Goldman Sachs
14
Goldman Sachs
New York
$10.5M +$8.79M +624,901 +3,761%
Millennium Management
15
Millennium Management
New York
$7.85M -$530K -37,640 -7%
DCM
16
Driehaus Capital Management
Illinois
$7.78M +$5.92M +420,708 +762%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$7.63M -$16.3K -1,160 -0.2%
QAM
18
Quentec Asset Management
New York
$7.28M +$6.27M +445,711 New
EA
19
Emerald Acquisition
Washington
$6.29M +$773K +54,900 +17%
Allianz Asset Management
20
Allianz Asset Management
Germany
$6.23M +$5.37M +381,628 New
HAI
21
Hennessy Advisors Inc
California
$6.03M -$563K -40,000 -10%
Northern Trust
22
Northern Trust
Illinois
$5.41M +$155K +10,979 +3%
QI
23
QS Investors
New York
$5.28M -$48.1K -3,416 -1%
MPA
24
Marvin & Palmer Associates
Delaware
$5.05M +$1.25M +88,800 +40%
AIS
25
AlphaOne Investment Services
Pennsylvania
$4.57M -$1.22M -86,973 -24%

NPTN Hedge Fund Activity: Q3 2016 in Review

147 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2016, worth a combined $551M — up 75% from $316M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new NPTN positions and 25 closed out — a net gain of 14 holders — while 40 added to existing stakes and 57 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $8.79M. The largest seller was Northpointe Capital, cutting an estimated $6.21M.

  • 147 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2016, up from 133 in Q2 2016.
  • Funds reported $551M of NEOPHOTONICS CORP stock for Q3 2016, up 75% quarter-over-quarter.
  • 39 funds opened new NEOPHOTONICS CORP positions in Q3 2016 and 25 closed out, a net change of +14 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2016 was Goldman Sachs, an estimated $8.79M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2016 was Northpointe Capital, an estimated $6.21M sold.

Based on aggregated 13F filings for Q3 2016.