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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

60 hedge funds and large institutions have $46.8M invested in NEOPHOTONICS CORP in 2014 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less funds holding

Funds holding: 6660 (-6)

14% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 22

27% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 22

50% less capital invested

Capital invested by funds: $92.8M → $46.8M (-$46M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
60
Holders Change
-6
Holders Change %
-9.09%
% of All Funds
1.72%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
19
Reduced
22
Closed
22
Calls
$3K
Puts
Net Calls
+$3K
Net Calls Change
-$176K
Name Holding Trade Value Shares
Change
Change in
Stake
AWMDMG
1
Austin W. Marxe & David M. Greenhouse
New York
$8.41M +$1.75M +329,853 +20%
RA
2
Royce & Associates
New York
$7.69M +$659K +124,500 +7%
MCM
3
Masters Capital Management
Georgia
$6.86M -$70.4K -13,305 -0.8%
ARM
4
Adirondack Research & Management
New York
$2.8M +$2.77M +523,581 +350%
PCM
5
Penn Capital Management
Pennsylvania
$2.35M -$255K -48,169 -8%
SM
6
Senvest Management
New York
$1.9M
QAM
7
Quentec Asset Management
New York
$1.83M +$137K +25,900 +6%
WPC
8
White Pine Capital
Minnesota
$1.69M +$1.04M +197,383 +95%
Vanguard Group
9
Vanguard Group
Pennsylvania
$1.49M -$129K -24,313 -6%
Renaissance Technologies
10
Renaissance Technologies
New York
$1.3M +$1.09M +204,979 +190%
SRC
11
Shufro Rose & Co
New York
$912K +$482K +91,000 +71%
Northern Trust
12
Northern Trust
Illinois
$833K -$306K -57,856 -22%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$737K +$35.8K +6,762 +4%
GMCM
14
Gruber & McBaine Capital Management
California
$707K +$371K +70,000 +70%
D.E. Shaw & Co
15
D.E. Shaw & Co
New York
$628K +$359K +67,731 +81%
PCM
16
Potomac Capital Management
New York
$476K +$606K +114,517 New
BCM
17
Bridgeway Capital Management
Texas
$445K -$513K -96,900 -48%
Citadel Advisors
18
Citadel Advisors
Florida
$432K +$549K +103,760 New
Jacobs Levy Equity Management
19
Jacobs Levy Equity Management
New Jersey
$389K +$251K +47,417 +103%
PP
20
Paloma Partners
Connecticut
$362K +$460K +86,915 New
Geode Capital Management
21
Geode Capital Management
Massachusetts
$357K -$67.2K -12,699 -13%
NIM
22
Needham Investment Management
New York
$338K -$35.1K -6,622 -8%
Deutsche Bank
23
Deutsche Bank
Germany
$336K +$328K +61,901 +324%
Two Sigma Investments
24
Two Sigma Investments
New York
$301K +$384K +72,457 New
PCMI
25
Princeton Capital Management Inc
New Jersey
$283K

NPTN Hedge Fund Activity: Q2 2014 in Review

60 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q2 2014, worth a combined $46.8M — down 50% from $92.8M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of NPTN and 16 opened new positions — a net loss of 6 holders — while 22 trimmed existing stakes and 19 added.

The largest buyer was Adirondack Research & Management, adding an estimated $2.77M. The largest seller was Invicta Capital Management, exiting entirely with an estimated $3.01M sold.

  • 60 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q2 2014, down from 66 in Q1 2014.
  • Funds reported $46.8M of NEOPHOTONICS CORP stock for Q2 2014, down 50% quarter-over-quarter.
  • 16 funds opened new NEOPHOTONICS CORP positions in Q2 2014 and 22 closed out, a net change of -6 holders.
  • The largest NEOPHOTONICS CORP buyer in Q2 2014 was Adirondack Research & Management, an estimated $2.77M added.
  • The largest NEOPHOTONICS CORP seller in Q2 2014 was Invicta Capital Management, an estimated $3.01M sold.

Based on aggregated 13F filings for Q2 2014.