BFA
NPTN

BlackRock Fund Advisors’s NEOPHOTONICS CORP NPTN Stock Holding History

BlackRock Fund Advisors’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		$11M Buy
1,013,018
+158,621
+19% +$2.11M ﹤0.01% 2522
2016
Q3 		$14M Buy
854,397
+57,682
+7% +$812K ﹤0.01% 2264
2016
Q2 		$7.59M Buy
796,715
+54,692
+7% +$595K ﹤0.01% 2570
2016
Q1 		$10.4M Buy
742,023
+12,223
+2% +$126K ﹤0.01% 2322
2015
Q4 		$7.93M Buy
729,800
+37,984
+5% +$343K ﹤0.01% 2578
2015
Q3 		$4.71M Sell
691,816
-10,737
-2% -$83.1K ﹤0.01% 2838
2015
Q2 		$6.41M Buy
702,553
+650,453
+1,248% +$4.93M ﹤0.01% 2780
2015
Q1 		$352K Sell
52,100
-11,405
-18% -$45.9K ﹤0.01% 3334
2014
Q4 		$215K Buy
63,505
+4,487
+8% +$14.4K ﹤0.01% 3470
2014
Q3 		$198K Sell
59,018
-4,288
-7% -$13.4K ﹤0.01% 3470
2014
Q2 		$263K Sell
63,306
-499,840
-89% -$2.65M ﹤0.01% 3396
2014
Q1 		$4.47M Buy
563,146
+5,882
+1% +$43.8K ﹤0.01% 2899
2013
Q4 		$3.93M Sell
557,264
-23,088
-4% -$154K ﹤0.01% 2955
2013
Q3 		$4.29M Buy
580,352
+62,638
+12% +$488K ﹤0.01% 2907
2013
Q2 		$4.5M Buy
+517,714
New +$3.33M ﹤0.01% 2759

Other funds holding NPTN

OMC
Oak Management Corp Wilton, Connecticut $3.24M AUM 83.68% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
NC
Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return
MCM
Masters Capital Management Atlanta, Georgia $677M AUM 57.21% 1-Year Est. Return
GT
Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return