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NPTN

NEOPHOTONICS CORP
NPTN

Delisted

NPTN was delisted on the 2nd of August, 2022.

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72 hedge funds and large institutions have $82.7M invested in NEOPHOTONICS CORP in 2013 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 31 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

121% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 14

24% more funds holding

Funds holding: 58 → 72 (+14)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

8% less capital invested

Capital invested by funds: $90.2M → $82.7M (-$7.55M)

Holders
72
Holders Change
+14
Holders Change %
+24.14%
% of All Funds
2.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
20
Increased
31
Reduced
14
Closed
6
Calls
$236K
Puts
–
Net Calls
+$236K
Net Calls Change
+$227K

Top Buyers

Rank Fund Capital Flow
1
ACM
Argent Capital Management
Missouri
+$3.45M
2
QAM
Quentec Asset Management
New York
+$1.68M
3
AWMDMG
Austin W. Marxe & David M. Greenhouse
New York
+$1.5M
4
PCM
Penn Capital Management
Pennsylvania
+$1.49M
5
TCM
Timpani Capital Management
Wisconsin
+$1.45M

Top Sellers

Rank Fund Capital Flow
1
IG
ING Group
Netherlands
-$3.35M
2
SST
S Squared Technology
New York
-$3.29M
3
EI
EAM Investors
California
-$3.03M
4
Morgan Stanley
Morgan Stanley
New York
-$492K
5
SPM
Symmetry Peak Management
Pennsylvania
-$443K
Name Holding Trade Value Shares
Change 		Change in
Stake
MCM
1
Masters Capital Management
Georgia
$13.7M -$77.8K -10,000 -0.5%
RA
2
Royce & Associates
New York
$10.1M +$981K +126,091 +10%
AWMDMG
3
Austin W. Marxe & David M. Greenhouse
New York
$9.82M +$1.5M +192,821 +17%
CIC
4
Chilton Investment Company
Connecticut
$4.41M +$51K +6,552 +1%
BFA
5
BlackRock Fund Advisors
California
$4.29M +$488K +62,638 +12%
SM
6
Senvest Management
New York
$3.38M – – –
ACM
7
Argent Capital Management
Missouri
$3.27M +$3.45M +442,803 New
Vanguard Group
8
Vanguard Group
Pennsylvania
$2.41M +$42.8K +5,502 +2%
WRF
9
Waddell & Reed Financial
Kansas
$2.19M – – –
Northern Trust
10
Northern Trust
Illinois
$2.06M +$160K +20,537 +8%
State Street
11
State Street
Massachusetts
$1.87M +$12.2K +1,568 +0.6%
WPC
12
White Pine Capital
Minnesota
$1.85M -$10.1K -1,300 -0.5%
BIT
13
BlackRock Institutional Trust
California
$1.65M +$37.2K +4,785 +2%
QAM
14
Quentec Asset Management
New York
$1.6M +$1.68M +216,400 New
PCM
15
Penn Capital Management
Pennsylvania
$1.41M +$1.49M +191,126 New
TCM
16
Timpani Capital Management
Wisconsin
$1.38M +$1.45M +186,900 New
BCM
17
Bridgeway Capital Management
Texas
$1.26M +$490K +62,900 +59%
Allianz Asset Management
18
Allianz Asset Management
Germany
$1.1M +$331K +42,500 +40%
SRC
19
Shufro Rose & Co
New York
$911K – – –
Dimensional Fund Advisors
20
Dimensional Fund Advisors
Texas
$872K +$371K +47,713 +68%
Verition Fund Management
21
Verition Fund Management
Connecticut
$813K +$857K +110,066 New
TCIM
22
TIAA CREF Investment Management
New York
$710K -$6.58K -846 -0.9%
Renaissance Technologies
23
Renaissance Technologies
New York
$607K +$201K +25,800 +46%
Geode Capital Management
24
Geode Capital Management
Massachusetts
$598K +$80.5K +10,349 +15%
NIM
25
Needham Investment Management
New York
$591K +$623K +80,000 New
1
2 3 4

NPTN Hedge Fund Activity: Q3 2013 in Review

72 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2013, worth a combined $82.7M — down 8.4% from $90.2M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new NPTN positions and 6 closed out — a net gain of 14 holders — while 31 added to existing stakes and 14 trimmed.

The largest buyer was Argent Capital Management, opening a new position worth an estimated $3.45M. The largest seller was ING Group, exiting entirely with an estimated $3.35M sold.

  • 72 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2013, up from 58 in Q2 2013.
  • Funds reported $82.7M of NEOPHOTONICS CORP stock for Q3 2013, down 8.4% quarter-over-quarter.
  • 20 funds opened new NEOPHOTONICS CORP positions in Q3 2013 and 6 closed out, a net change of +14 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2013 was Argent Capital Management, an estimated $3.45M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2013 was ING Group, an estimated $3.35M sold.

Based on aggregated 13F filings for Q3 2013.