NEOPHOTONICS CORP
NPTN
NPTN was delisted on the 2nd of August, 2022.
124 hedge funds and large institutions have $370M invested in NEOPHOTONICS CORP in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 49 increasing their positions, 41 reducing their positions, and 21 closing their positions.
20% more repeat investments, than reductions
Existing positions increased: 49 | Existing positions reduced: 41
15% more call options, than puts
Call options by funds: $786K | Put options by funds: $683K
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
4.21% less ownership
Funds ownership: 85.62% → 81.4% (-4.2%)
10% less funds holding
Funds holding: 138 → 124 (-14)
17% less capital invested
Capital invested by funds: $449M → $370M (-$78.1M)
57% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 21
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
+$6.05M |
| 2 |
Russell Investments Group
London,
United Kingdom
|
+$4.02M |
| 3 |
SFM
Systematic Financial Management
Teaneck,
New Jersey
|
+$2.14M |
| 4 |
NIM
Needham Investment Management
New York
|
+$1.92M |
| 5 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$1.51M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Victory Capital Management
San Antonio,
Texas
|
-$8.91M |
| 2 |
FA
Friess Associates
Greenville,
Delaware
|
-$5.98M |
| 3 |
Alyeska Investment Group
Chicago,
Illinois
|
-$3.66M |
| 4 |
MWNA
Marshall Wace North America
New York
|
-$3.41M |
| 5 |
State Street
Boston,
Massachusetts
|
-$2.93M |
NPTN Hedge Fund Activity: Q3 2021 in Review
124 of the 5,728 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2021, worth a combined $370M — down 17% from $449M a quarter earlier.
Sellers outnumbered buyers: 21 funds closed out of NPTN and 9 opened new positions — a net loss of 12 holders — while 41 trimmed existing stakes and 49 added.
The largest buyer was Ameriprise, adding an estimated $6.05M. The largest seller was Victory Capital Management, cutting an estimated $8.91M.
- 124 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2021, down from 138 in Q2 2021.
- Funds reported $370M of NEOPHOTONICS CORP stock for Q3 2021, down 17% quarter-over-quarter.
- 9 funds opened new NEOPHOTONICS CORP positions in Q3 2021 and 21 closed out, a net change of -12 holders.
- The largest NEOPHOTONICS CORP buyer in Q3 2021 was Ameriprise, an estimated $6.05M added.
- The largest NEOPHOTONICS CORP seller in Q3 2021 was Victory Capital Management, an estimated $8.91M sold.
Based on aggregated 13F filings for Q3 2021.