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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

97 hedge funds and large institutions have $196M invested in NEOPHOTONICS CORP in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

309% more call options, than puts

Call options by funds: $3.87M | Put options by funds: $946K

48% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 25

4% less funds holding

Funds holding: 10197 (-4)

24% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 17

32% less capital invested

Capital invested by funds: $288M → $196M (-$91.3M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
97
Holders Change
-4
Holders Change %
-3.96%
% of All Funds
2.42%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
13
Increased
37
Reduced
25
Closed
17
Calls
$3.87M
Puts
$946K
Net Calls
+$2.92M
Net Calls Change
-$550K
Name Holding Trade Value Shares
Change
Change in
Stake
OMC
1
Oak Management Corp
Connecticut
$31M
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$16.7M -$3.97M -587,843 -16%
AIC
3
AWM Investment Company
New York
$13.6M +$1.26M +187,420 +8%
QAM
4
Quentec Asset Management
New York
$13.4M +$3.17M +469,087 +24%
BlackRock
5
BlackRock
New York
$11.4M +$127K +18,818 +0.9%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$11.3M +$1.52K +226 +0%
MCM
7
Masters Capital Management
Georgia
$11.2M +$82.9K +12,282 +0.6%
RA
8
Royce & Associates
New York
$10.1M +$332K +49,200 +3%
Vanguard Group
9
Vanguard Group
Pennsylvania
$8.44M -$758K -112,386 -7%
LOAMU
10
Lombard Odier Asset Management (USA)
New York
$8.24M +$3.47M +514,477 +53%
CCPM
11
Cooper Creek Partners Management
New York
$6.47M +$3.86M +572,625 +97%
NC
12
Northpointe Capital
Michigan
$5.66M -$5.2M -770,701 -43%
KCM
13
Kennedy Capital Management
Missouri
$4.91M +$1.91M +282,885 +47%
State Street
14
State Street
Massachusetts
$3.15M +$67.4K +9,988 +2%
JGC
15
J. Goldman & Co
New York
$2.98M +$3.61M +535,100 New
GPCM
16
Granite Point Capital Management
Massachusetts
$2.55M +$250K +36,998 +9%
CMG
17
Cavalry Management Group
California
$2.49M -$130K -19,268 -4%
Citadel Advisors
18
Citadel Advisors
Florida
$2.21M +$135K +20,063 +5%
AQR Capital Management
19
AQR Capital Management
Connecticut
$2.21M +$782K +115,836 +41%
Northern Trust
20
Northern Trust
Illinois
$2.05M +$343K +50,814 +16%
Fisher Asset Management
21
Fisher Asset Management
Washington
$1.91M
Boston Partners
22
Boston Partners
Massachusetts
$1.88M +$2.29M +338,800 New
Russell Investments Group
23
Russell Investments Group
United Kingdom
$1.56M +$1.83M +271,400 +2,950%
Morgan Stanley
24
Morgan Stanley
New York
$1.41M +$909K +134,743 +113%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$1.41M +$119K +17,708 +8%

NPTN Hedge Fund Activity: Q3 2017 in Review

97 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2017, worth a combined $196M — down 32% from $288M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of NPTN and 13 opened new positions — a net loss of 4 holders — while 25 trimmed existing stakes and 37 added.

The largest buyer was Cooper Creek Partners Management, adding an estimated $3.86M. The largest seller was Alyeska Investment Group, exiting entirely with an estimated $13.6M sold.

  • 97 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2017, down from 101 in Q2 2017.
  • Funds reported $196M of NEOPHOTONICS CORP stock for Q3 2017, down 32% quarter-over-quarter.
  • 13 funds opened new NEOPHOTONICS CORP positions in Q3 2017 and 17 closed out, a net change of -4 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2017 was Cooper Creek Partners Management, an estimated $3.86M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2017 was Alyeska Investment Group, an estimated $13.6M sold.

Based on aggregated 13F filings for Q3 2017.