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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

116 hedge funds and large institutions have $220M invested in NEOPHOTONICS CORP in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 41 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more capital invested

Capital invested by funds: $145M → $220M (+$75.3M)

17% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 35

14% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 21

3% more funds holding

Funds holding: 113116 (+3)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

54% less call options, than puts

Call options by funds: $657K | Put options by funds: $1.43M

Holders
116
Holders Change
+3
Holders Change %
+2.65%
% of All Funds
2.54%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
24
Increased
41
Reduced
35
Closed
21
Calls
$657K
Puts
$1.43M
Net Calls
-$774K
Net Calls Change
-$1.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Russell Investments Group
1
Russell Investments Group
United Kingdom
$17.1M -$4.42M -786,769 -22%
BlackRock
2
BlackRock
New York
$16.4M +$153K +27,267 +1%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$15M +$79.8K +14,204 +0.6%
Vanguard Group
4
Vanguard Group
Pennsylvania
$13M -$1.36M -241,299 -10%
AIC
5
AWM Investment Company
New York
$11.9M -$1.16M -205,801 -10%
N
6
Nuveen
North Carolina
$10.2M +$6.22M +1,106,239 +193%
PCMI
7
Paradigm Capital Management Inc
New York
$9.53M +$203K +36,116 +2%
MCM
8
Masters Capital Management
Georgia
$9.14M +$2.81M +500,537 +50%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$7.81M +$4.74M +843,549 +192%
AQR Capital Management
10
AQR Capital Management
Connecticut
$7.19M +$3.96M +704,549 +148%
KCM
11
Kennedy Capital Management
Missouri
$6.83M +$670K +119,230 +12%
Citadel Advisors
12
Citadel Advisors
Florida
$6.37M +$4.37M +777,016 +289%
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$6.16M +$189K +33,619 +3%
Renaissance Technologies
14
Renaissance Technologies
New York
$5.41M +$4.79M +853,153 +2,393%
Prudential Financial
15
Prudential Financial
New Jersey
$4.8M +$4.43M +787,554 New
RA
16
Royce & Associates
New York
$4.59M -$636K -113,079 -13%
JP Morgan Chase
17
JP Morgan Chase
New York
$4.32M +$84K +14,948 +2%
State Street
18
State Street
Massachusetts
$3.95M +$175K +31,079 +5%
BBCM
19
Boardman Bay Capital Management
New York
$3.65M -$535K -95,170 -14%
Charles Schwab
20
Charles Schwab
California
$3.4M -$515K -91,647 -14%
Northern Trust
21
Northern Trust
Illinois
$2.71M +$221K +39,274 +10%
Millennium Management
22
Millennium Management
New York
$2.6M -$4.8M -854,189 -67%
Goldman Sachs
23
Goldman Sachs
New York
$2.54M +$1.81M +321,809 +338%
WPC
24
White Pine Capital
Minnesota
$2.47M +$104K +18,500 +5%
PAM
25
Panagora Asset Management
Massachusetts
$2.27M +$187K +33,190 +10%

NPTN Hedge Fund Activity: Q3 2019 in Review

116 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2019, worth a combined $220M — up 52% from $145M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new NPTN positions and 21 closed out — a net gain of 3 holders — while 41 added to existing stakes and 35 trimmed.

The largest buyer was Nuveen, adding an estimated $6.22M. The largest seller was Boston Partners, cutting an estimated $8.55M.

  • 116 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2019, up from 113 in Q2 2019.
  • Funds reported $220M of NEOPHOTONICS CORP stock for Q3 2019, up 52% quarter-over-quarter.
  • 24 funds opened new NEOPHOTONICS CORP positions in Q3 2019 and 21 closed out, a net change of +3 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2019 was Nuveen, an estimated $6.22M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2019 was Boston Partners, an estimated $8.55M sold.

Based on aggregated 13F filings for Q3 2019.