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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

145 hedge funds and large institutions have $699M invested in NEOPHOTONICS CORP in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 32 increasing their positions, 40 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

291% more call options, than puts

Call options by funds: $4.85M | Put options by funds: $1.24M

90% more capital invested

Capital invested by funds: $368M → $699M (+$331M)

60% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 35

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

17% more funds holding

Funds holding: 124145 (+21)

20% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 40

Holders
145
Holders Change
+21
Holders Change %
+16.94%
% of All Funds
2.23%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
56
Increased
32
Reduced
40
Closed
35
Calls
$4.85M
Puts
$1.24M
Net Calls
+$3.61M
Net Calls Change
+$3.51M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$55.5M +$615K +46,727 +1%
MF
2
Magnetar Financial
Illinois
$40.1M +$34.3M +2,607,770 New
Vanguard Group
3
Vanguard Group
Pennsylvania
$39.3M -$13.9M -1,055,210 -29%
PCMI
4
Paradigm Capital Management Inc
New York
$34.6M -$658K -50,000 -2%
AAM
5
Alpine Associates Management
Florida
$32.7M +$28M +2,127,407 New
State Street
6
State Street
Massachusetts
$31M -$7.41M -563,079 -22%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$29.6M -$190K -14,451 -0.7%
AIC
8
AWM Investment Company
New York
$29.5M
Renaissance Technologies
9
Renaissance Technologies
New York
$27.3M -$2.41M -183,458 -9%
WIC
10
Water Island Capital
New York
$25.2M +$21.6M +1,640,632 New
VI
11
Versor Investments
New York
$17M +$14.6M +1,106,272 New
NIM
12
Needham Investment Management
New York
$16.8M -$757K -57,500 -5%
KCM
13
Kennedy Capital Management
Missouri
$15.5M -$71.1K -5,403 -0.5%
SFM
14
Systematic Financial Management
New Jersey
$15.4M -$2.36M -179,432 -15%
WCMNY
15
Westchester Capital Management (New York)
New York
$13.5M +$11.6M +879,808 New
Geode Capital Management
16
Geode Capital Management
Massachusetts
$13.5M -$4.13M -314,204 -26%
AllianceBernstein
17
AllianceBernstein
Tennessee
$13.1M +$11.2M +850,599 New
TAL
18
TIG Advisors LLC
New York
$12.8M +$10.9M +831,978 New
AA
19
AQR Arbitrage
Connecticut
$12.6M +$10.8M +820,841 New
MCM
20
Masters Capital Management
Georgia
$12.4M -$3.84M -291,984 -27%
Millennium Management
21
Millennium Management
New York
$11.7M +$8.95M +680,199 +832%
Goldman Sachs
22
Goldman Sachs
New York
$11.3M +$6.81M +517,533 +237%
Morgan Stanley
23
Morgan Stanley
New York
$9.25M +$7.75M +589,383 +4,711%
Northern Trust
24
Northern Trust
Illinois
$7.71M -$111K -8,427 -2%
CCM
25
Crabel Capital Management
California
$7.34M +$6.29M +477,707 New

NPTN Hedge Fund Activity: Q4 2021 in Review

145 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q4 2021, worth a combined $699M — up 90% from $368M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new NPTN positions and 35 closed out — a net gain of 21 holders — while 32 added to existing stakes and 40 trimmed.

The largest buyer was Magnetar Financial, opening a new position worth an estimated $34.3M. The largest seller was Russell Investments Group, cutting an estimated $24.6M.

  • 145 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q4 2021, up from 124 in Q3 2021.
  • Funds reported $699M of NEOPHOTONICS CORP stock for Q4 2021, up 90% quarter-over-quarter.
  • 56 funds opened new NEOPHOTONICS CORP positions in Q4 2021 and 35 closed out, a net change of +21 holders.
  • The largest NEOPHOTONICS CORP buyer in Q4 2021 was Magnetar Financial, an estimated $34.3M added.
  • The largest NEOPHOTONICS CORP seller in Q4 2021 was Russell Investments Group, an estimated $24.6M sold.

Based on aggregated 13F filings for Q4 2021.