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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

100 hedge funds and large institutions have $169M invested in NEOPHOTONICS CORP in 2015 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 35 increasing their positions, 32 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

331% more call options, than puts

Call options by funds: $659K | Put options by funds: $153K

9% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 32

4% less funds holding

Funds holding: 104100 (-4)

12% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 25

19% less capital invested

Capital invested by funds: $209M → $169M (-$40.6M)

60% less funds holding in top 10

Funds holding in top 10: 52 (-3)

Holders
100
Holders Change
-4
Holders Change %
-3.85%
% of All Funds
2.79%
Holding in Top 10
2
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-60%
% of All Funds
0.06%
New
22
Increased
35
Reduced
32
Closed
25
Calls
$659K
Puts
$153K
Net Calls
+$506K
Net Calls Change
-$316K
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
AWM Investment Company
New York
$15.5M +$6.21M +802,027 +55%
RA
2
Royce & Associates
New York
$13.9M -$878K -113,366 -5%
MCM
3
Masters Capital Management
Georgia
$13.6M
NC
4
Nokomis Capital
Texas
$11M -$2.57M -332,546 -17%
Vanguard Group
5
Vanguard Group
Pennsylvania
$7.05M +$1.64M +211,916 +26%
SFM
6
Systematic Financial Management
New Jersey
$5.85M +$3.36M +433,545 +102%
Renaissance Technologies
7
Renaissance Technologies
New York
$5.68M -$2.25M -291,083 -26%
SFM
8
Soros Fund Management
New York
$4.87M +$5.53M +714,938 New
BFA
9
BlackRock Fund Advisors
California
$4.71M -$83.1K -10,737 -2%
Dimensional Fund Advisors
10
Dimensional Fund Advisors
Texas
$4.68M +$3.12M +402,972 +142%
BIT
11
BlackRock Institutional Trust
California
$4.63M +$2.26M +292,280 +75%
ARM
12
Adirondack Research & Management
New York
$4.58M
AF
13
Adirondack Funds
New York
$4.58M +$5.2M +672,304 New
Federated Hermes
14
Federated Hermes
Pennsylvania
$3.41M +$774K +100,031 +25%
New York State Common Retirement Fund
15
New York State Common Retirement Fund
New York
$3.35M +$910K +117,500 +31%
BIM
16
Bogle Investment Management
Massachusetts
$3.31M -$734K -94,817 -16%
HRCM
17
Hood River Capital Management
Florida
$3.06M +$3.48M +449,759 New
BCM
18
Bridgeway Capital Management
Texas
$3.03M +$217K +28,000 +7%
NC
19
Northpointe Capital
Michigan
$2.88M +$1.15M +148,810 +54%
AQR Capital Management
20
AQR Capital Management
Connecticut
$2.52M +$2.56M +330,668 +830%
Morgan Stanley
21
Morgan Stanley
New York
$2.45M +$1.11M +143,999 +67%
WPC
22
White Pine Capital
Minnesota
$2.29M -$17K -2,200 -0.7%
Citadel Advisors
23
Citadel Advisors
Florida
$2.14M -$309K -39,870 -11%
State Street
24
State Street
Massachusetts
$1.97M +$497K +64,176 +29%
QI
25
QS Investors
New York
$1.96M +$159K +20,500 +8%

NPTN Hedge Fund Activity: Q3 2015 in Review

100 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2015, worth a combined $169M — down 19% from $209M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of NPTN and 22 opened new positions — a net loss of 3 holders — while 32 trimmed existing stakes and 35 added.

The largest buyer was AWM Investment Company, adding an estimated $6.21M. The largest seller was Millennium Management, exiting entirely with an estimated $5.05M sold.

  • 100 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2015, down from 104 in Q2 2015.
  • Funds reported $169M of NEOPHOTONICS CORP stock for Q3 2015, down 19% quarter-over-quarter.
  • 22 funds opened new NEOPHOTONICS CORP positions in Q3 2015 and 25 closed out, a net change of -3 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2015 was AWM Investment Company, an estimated $6.21M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2015 was Millennium Management, an estimated $5.05M sold.

Based on aggregated 13F filings for Q3 2015.