Driehaus Capital Management’s NEOPHOTONICS CORP NPTN Stock Holding History

Driehaus Capital Management’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-475,942	Closed	-$7.78M	–	682
2016 Q3	$7.78M	Buy	475,942 +420,708	+762%	+$5.92M	0.26%	79
2016 Q2	$526K	Sell	55,234 -209,201	-79%	-$2.28M	0.02%	425
2016 Q1	$3.71M	Sell	264,435 -191,393	-42%	-$1.98M	0.12%	175
2015 Q4	$4.95M	Buy	+455,828	New	+$4.12M	0.17%	142
2015 Q3	–	Sell	-538,240	Closed	-$4.91M	–	644
2015 Q2	$4.91M	Buy	+538,240	New	+$4.08M	0.17%	137

Other funds holding NPTN

OMC

Oak Management Corp Wilton, Connecticut $3.24M AUM 83.68% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

HFM

Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

MCM

Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Driehaus Capital Management's NPTN Position: Q4 2016 in Review

Driehaus Capital Management sold out of NEOPHOTONICS CORP (NPTN) in Q4 2016, closing a stake of 475,942 shares — an estimated $7.78M sold.

Driehaus Capital Management first reported a position in NPTN in Q2 2015 and held it in 5 quarters. The position peaked at $7.78M in Q3 2016. 127 funds tracked by Wall St. Rank hold NPTN as of Q4 2016.

Driehaus Capital Management reported no remaining NEOPHOTONICS CORP position as of Q4 2016 after selling out during the quarter.
Driehaus Capital Management sold 475,942 NEOPHOTONICS CORP shares in Q4 2016, an estimated $7.78M.
Driehaus Capital Management first reported a position in NEOPHOTONICS CORP in Q2 2015 and held it in 5 quarters.
Driehaus Capital Management's NEOPHOTONICS CORP position peaked at $7.78M in Q3 2016.
127 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q4 2016.

Based on Driehaus Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.