NEOPHOTONICS CORP
NPTN
NPTN was delisted on the 2nd of August, 2022.
127 hedge funds and large institutions have $399M invested in NEOPHOTONICS CORP in 2016 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 51 increasing their positions, 43 reducing their positions, and 38 closing their positions.
1,408% more call options, than puts
Call options by funds: $6.5M | Put options by funds: $431K
19% more repeat investments, than reductions
Existing positions increased: 51 | Existing positions reduced: 43
14% less funds holding
Funds holding: 147 → 127 (-20)
20% less funds holding in top 10
Funds holding in top 10: 5 → 4 (-1)
28% less capital invested
Capital invested by funds: $551M → $399M (-$152M)
42% less first-time investments, than exits
New positions opened: 22 | Existing positions closed: 38
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wellington Management Group
Boston,
Massachusetts
|
+$13.1M |
| 2 |
PCMI
Paradigm Capital Management Inc
Albany,
New York
|
+$10.2M |
| 3 |
VOYA Investment Management
Atlanta,
Georgia
|
+$10.1M |
| 4 |
QAM
Quentec Asset Management
New York
|
+$7.79M |
| 5 |
Dimensional Fund Advisors
Austin,
Texas
|
+$6.36M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$8.36M |
| 2 |
Millennium Management
New York
|
-$7.85M |
| 3 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
-$7.78M |
| 4 |
MPA
Marvin & Palmer Associates
Wilmington,
Delaware
|
-$5.05M |
| 5 |
TCM
Timpani Capital Management
Milwaukee,
Wisconsin
|
-$4.5M |
NPTN Hedge Fund Activity: Q4 2016 in Review
127 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q4 2016, worth a combined $399M — down 28% from $551M a quarter earlier.
Sellers outnumbered buyers: 38 funds closed out of NPTN and 22 opened new positions — a net loss of 16 holders — while 43 trimmed existing stakes and 51 added.
The largest buyer was Wellington Management Group, adding an estimated $13.1M. The largest seller was Goldman Sachs, cutting an estimated $8.36M.
- 127 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q4 2016, down from 147 in Q3 2016.
- Funds reported $399M of NEOPHOTONICS CORP stock for Q4 2016, down 28% quarter-over-quarter.
- 22 funds opened new NEOPHOTONICS CORP positions in Q4 2016 and 38 closed out, a net change of -16 holders.
- The largest NEOPHOTONICS CORP buyer in Q4 2016 was Wellington Management Group, an estimated $13.1M added.
- The largest NEOPHOTONICS CORP seller in Q4 2016 was Goldman Sachs, an estimated $8.36M sold.
Based on aggregated 13F filings for Q4 2016.