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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

140 hedge funds and large institutions have $256M invested in NEOPHOTONICS CORP in 2020 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 47 increasing their positions, 54 reducing their positions, and 42 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

13% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 54

14% less funds holding

Funds holding: 163140 (-23)

20% less call options, than puts

Call options by funds: $703K | Put options by funds: $875K

35% less capital invested

Capital invested by funds: $395M → $256M (-$139M)

52% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 42

Holders
140
Holders Change
-23
Holders Change %
-14.11%
% of All Funds
2.82%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
47
Reduced
54
Closed
42
Calls
$703K
Puts
$875K
Net Calls
-$172K
Net Calls Change
+$343K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$21.4M +$3M +393,034 +13%
BlackRock
2
BlackRock
New York
$20.1M -$456K -59,772 -2%
Russell Investments Group
3
Russell Investments Group
United Kingdom
$16.5M -$11.2M -1,468,853 -35%
Renaissance Technologies
4
Renaissance Technologies
New York
$16.1M -$1.54M -201,827 -7%
PCMI
5
Paradigm Capital Management Inc
New York
$15.4M +$4.82M +632,000 +33%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$13.5M -$649K -85,017 -4%
AIC
7
AWM Investment Company
New York
$11.7M +$1.03M +135,000 +8%
Acadian Asset Management
8
Acadian Asset Management
Massachusetts
$9.82M -$1.05M -137,781 -8%
Goldman Sachs
9
Goldman Sachs
New York
$7.96M +$1.85M +242,190 +23%
MCM
10
Masters Capital Management
Georgia
$7.31M +$1.53M +200,000 +20%
JP Morgan Chase
11
JP Morgan Chase
New York
$7.02M +$6.92M +907,288 +384%
State Street
12
State Street
Massachusetts
$6.97M -$192K -25,111 -2%
Arrowstreet Capital
13
Arrowstreet Capital
Massachusetts
$6.5M +$5.03M +659,279 +161%
Jacobs Levy Equity Management
14
Jacobs Levy Equity Management
New Jersey
$6.36M +$972K +127,373 +14%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$5.04M +$150K +19,589 +2%
SFM
16
Systematic Financial Management
New Jersey
$4.97M +$1.59M +208,233 +34%
WA
17
Wasatch Advisors
Utah
$4.83M
BBCM
18
Boardman Bay Capital Management
New York
$4.58M +$2.05M +268,766 +56%
AM
19
Anqa Management
New York
$4.57M +$5.72M +750,100 New
Northern Trust
20
Northern Trust
Illinois
$3.47M -$101K -13,279 -2%
Charles Schwab
21
Charles Schwab
California
$3.42M +$1.02M +134,029 +31%
AQR Capital Management
22
AQR Capital Management
Connecticut
$3.24M +$271K +35,483 +7%
N
23
Nuveen
North Carolina
$3.18M -$9.14M -1,197,940 -70%
Los Angeles Capital Management
24
Los Angeles Capital Management
California
$3.15M +$687K +90,006 +21%
KCM
25
Kennedy Capital Management
Missouri
$3.06M +$185K +24,259 +5%

NPTN Hedge Fund Activity: Q3 2020 in Review

140 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q3 2020, worth a combined $256M — down 35% from $395M a quarter earlier.

Sellers outnumbered buyers: 42 funds closed out of NPTN and 20 opened new positions — a net loss of 22 holders — while 54 trimmed existing stakes and 47 added.

The largest buyer was JP Morgan Chase, adding an estimated $6.92M. The largest seller was Russell Investments Group, cutting an estimated $11.2M.

  • 140 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q3 2020, down from 163 in Q2 2020.
  • Funds reported $256M of NEOPHOTONICS CORP stock for Q3 2020, down 35% quarter-over-quarter.
  • 20 funds opened new NEOPHOTONICS CORP positions in Q3 2020 and 42 closed out, a net change of -22 holders.
  • The largest NEOPHOTONICS CORP buyer in Q3 2020 was JP Morgan Chase, an estimated $6.92M added.
  • The largest NEOPHOTONICS CORP seller in Q3 2020 was Russell Investments Group, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2020.