D.E. Shaw & Co
NPTN

D.E. Shaw & Co’s NEOPHOTONICS CORP NPTN Stock Holding History

D.E. Shaw & Co’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-25,877
Closed -$225K – 5864
2021
Q3 		$225K Buy
+25,877
New +$236K ﹤0.01% 4512
2021
Q1 		– Sell
-97,810
Closed -$889K – 4625
2020
Q4 		$889K Sell
97,810
-220,210
-69% -$1.7M ﹤0.01% 3089
2020
Q3 		$1.94M Sell
318,020
-534,699
-63% -$4.08M ﹤0.01% 2428
2020
Q2 		$7.57M Sell
852,719
-145,116
-15% -$1.25M 0.01% 1366
2020
Q1 		$7.23M Sell
997,835
-243,758
-20% -$1.81M 0.01% 1193
2019
Q4 		$10.9M Buy
1,241,593
+229,600
+23% +$1.72M 0.01% 1139
2019
Q3 		$6.16M Buy
1,011,993
+33,619
+3% +$189K 0.01% 1482
2019
Q2 		$4.09M Buy
978,374
+693,923
+244% +$3.66M 0.01% 1732
2019
Q1 		$1.79M Buy
284,451
+258,242
+985% +$1.81M ﹤0.01% 2222
2018
Q4 		$170K Sell
26,209
-176,896
-87% -$1.35M ﹤0.01% 3579
2018
Q3 		$1.69M Buy
+203,105
New +$1.54M ﹤0.01% 2324
2015
Q3 		– Sell
-93,305
Closed -$852K – 3967
2015
Q2 		$852K Buy
+93,305
New +$707K ﹤0.01% 2821
2014
Q4 		– Sell
-142,372
Closed -$477K – 4334
2014
Q3 		$477K Sell
142,372
-8,621
-6% -$26.9K ﹤0.01% 3389
2014
Q2 		$628K Buy
150,993
+67,731
+81% +$359K ﹤0.01% 3331
2014
Q1 		$660K Buy
83,262
+15,622
+23% +$116K ﹤0.01% 3372
2013
Q4 		$478K Buy
67,640
+13,633
+25% +$90.9K ﹤0.01% 3758
2013
Q3 		$399K Sell
54,007
-50,950
-49% -$397K ﹤0.01% 3739
2013
Q2 		$912K Buy
+104,957
New +$675K ﹤0.01% 2792

Other funds holding NPTN

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
MF
Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
PCMI
Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return
AAM
Alpine Associates Management Palm Beach, Florida $1.7B AUM 97.55% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
WIC
Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return

D.E. Shaw & Co's NPTN Position: Q4 2021 in Review

D.E. Shaw & Co sold out of NEOPHOTONICS CORP (NPTN) in Q4 2021, closing a stake of 25,877 shares — an estimated $225K sold.

D.E. Shaw & Co first reported a position in NPTN in Q2 2013 and held it in 18 quarters. The position peaked at $10.9M in Q4 2019. 145 funds tracked by Wall St. Rank hold NPTN as of Q4 2021.

  • D.E. Shaw & Co reported no remaining NEOPHOTONICS CORP position as of Q4 2021 after selling out during the quarter.
  • D.E. Shaw & Co sold 25,877 NEOPHOTONICS CORP shares in Q4 2021, an estimated $225K.
  • D.E. Shaw & Co first reported a position in NEOPHOTONICS CORP in Q2 2013 and held it in 18 quarters.
  • D.E. Shaw & Co's NEOPHOTONICS CORP position peaked at $10.9M in Q4 2019.
  • 145 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q4 2021.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.