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NPTN

NEOPHOTONICS CORP

Delisted

NPTN was delisted on the 2nd of August, 2022.

112 hedge funds and large institutions have $296M invested in NEOPHOTONICS CORP in 2015 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 42 increasing their positions, 28 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

87% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 15

75% more capital invested

Capital invested by funds: $169M → $296M (+$127M)

50% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 28

12% more funds holding

Funds holding: 100112 (+12)

17% less call options, than puts

Call options by funds: $263K | Put options by funds: $318K

Holders
112
Holders Change
+12
Holders Change %
+12%
% of All Funds
2.94%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.13%
New
28
Increased
42
Reduced
28
Closed
15
Calls
$263K
Puts
$318K
Net Calls
-$55K
Net Calls Change
-$561K
Name Holding Trade Value Shares
Change
Change in
Stake
OMC
1
Oak Management Corp
Connecticut
$60.5M +$50.4M +5,571,335 New
AIC
2
AWM Investment Company
New York
$24.3M -$325K -35,947 -2%
RA
3
Royce & Associates
New York
$19.1M -$2.52M -278,600 -14%
MCM
4
Masters Capital Management
Georgia
$17.5M -$3.55M -392,818 -20%
Vanguard Group
5
Vanguard Group
Pennsylvania
$12.4M +$980K +108,481 +10%
Renaissance Technologies
6
Renaissance Technologies
New York
$11.3M +$1.87M +206,687 +25%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$9.17M +$1.42M +157,078 +23%
BIT
8
BlackRock Institutional Trust
California
$7.98M +$499K +55,238 +8%
BFA
9
BlackRock Fund Advisors
California
$7.93M +$343K +37,984 +5%
ARM
10
Adirondack Research & Management
New York
$6.57M -$611K -67,651 -10%
SFM
11
Systematic Financial Management
New Jersey
$6.21M -$2.59M -286,540 -33%
OAM
12
Oxford Asset Management
United Kingdom
$5.43M +$4.54M +502,121 New
EI
13
EAM Investors
California
$5.26M +$1.99M +220,413 +83%
DCM
14
Driehaus Capital Management
Illinois
$4.95M +$4.12M +455,828 New
Ameriprise
15
Ameriprise
Minnesota
$4.89M +$2.4M +265,156 +143%
Citadel Advisors
16
Citadel Advisors
Florida
$4.8M +$1.15M +127,366 +41%
RFC
17
Russell Frank Company
Washington
$4.32M +$2.67M +295,212 +338%
State Street
18
State Street
Massachusetts
$4.12M +$821K +90,781 +31%
AQR Capital Management
19
AQR Capital Management
Connecticut
$3.83M -$163K -18,052 -5%
New York State Common Retirement Fund
20
New York State Common Retirement Fund
New York
$3.79M -$1.29M -142,615 -29%
BIM
21
Bogle Investment Management
Massachusetts
$3.76M -$1.26M -139,211 -29%
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$3.74M +$2.13M +235,860 +218%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$3.59M +$1.26M +139,788 +73%
QI
24
QS Investors
New York
$3.51M +$324K +35,793 +12%
Fisher Asset Management
25
Fisher Asset Management
Washington
$3.09M +$406K +44,917 +19%

NPTN Hedge Fund Activity: Q4 2015 in Review

112 of the 3,813 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q4 2015, worth a combined $296M — up 75% from $169M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new NPTN positions and 15 closed out — a net gain of 13 holders — while 42 added to existing stakes and 28 trimmed.

The largest buyer was Oxford Asset Management, opening a new position worth an estimated $4.54M. The largest seller was Nokomis Capital, cutting an estimated $14.2M.

  • 112 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q4 2015, up from 100 in Q3 2015.
  • Funds reported $296M of NEOPHOTONICS CORP stock for Q4 2015, up 75% quarter-over-quarter.
  • 28 funds opened new NEOPHOTONICS CORP positions in Q4 2015 and 15 closed out, a net change of +13 holders.
  • The largest NEOPHOTONICS CORP buyer in Q4 2015 was Oxford Asset Management, an estimated $4.54M added.
  • The largest NEOPHOTONICS CORP seller in Q4 2015 was Nokomis Capital, an estimated $14.2M sold.

Based on aggregated 13F filings for Q4 2015.