Marshall Wace North America’s NEOPHOTONICS CORP NPTN Stock Holding History

Marshall Wace North America’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-334,147	Closed	-$3.41M	–	1827
2021 Q2	$3.41M	Buy	+334,147	New	+$3.53M	0.01%	659
2021 Q1	–	Sell	-13,987	Closed	-$127K	–	1881
2020 Q4	$127K	Buy	+13,987	New	+$108K	﹤0.01%	1250
2020 Q2	–	Sell	-35,245	Closed	-$256K	–	1587
2020 Q1	$256K	Sell	35,245 -9,283	-21%	-$68.8K	﹤0.01%	870
2019 Q4	$394K	Buy	+44,528	New	+$333K	﹤0.01%	863
2019 Q3	–	Sell	-143,069	Closed	-$598K	–	1635
2019 Q2	$598K	Buy	+143,069	New	+$754K	﹤0.01%	857
2018 Q2	–	Sell	-13,767	Closed	-$94K	–	1816
2018 Q1	$94K	Buy	+13,767	New	+$87.4K	﹤0.01%	1370
2017 Q4	–	Sell	-211,287	Closed	-$1.27M	–	1686
2017 Q3	$1.27M	Sell	211,287 -402,206	-66%	-$2.71M	0.01%	899
2017 Q2	$4.91M	Buy	613,493 +572,453	+1,395%	+$4.84M	0.04%	504
2017 Q1	$369K	Buy	+41,040	New	+$428K	﹤0.01%	848

Other funds holding NPTN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PCMI

Paradigm Capital Management Inc Albany, New York $2.61B AUM 78.58% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Marshall Wace North America's NPTN Position: Q3 2021 in Review

Marshall Wace North America sold out of NEOPHOTONICS CORP (NPTN) in Q3 2021, closing a stake of 334,147 shares — an estimated $3.41M sold.

Marshall Wace North America first reported a position in NPTN in Q1 2017 and held it in 9 quarters. The position peaked at $4.91M in Q2 2017. 124 funds tracked by Wall St. Rank hold NPTN as of Q3 2021.

Marshall Wace North America reported no remaining NEOPHOTONICS CORP position as of Q3 2021 after selling out during the quarter.
Marshall Wace North America sold 334,147 NEOPHOTONICS CORP shares in Q3 2021, an estimated $3.41M.
Marshall Wace North America first reported a position in NEOPHOTONICS CORP in Q1 2017 and held it in 9 quarters.
Marshall Wace North America's NEOPHOTONICS CORP position peaked at $4.91M in Q2 2017.
124 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2021.

Based on Marshall Wace North America's 13F filing for Q3 2021, filed 15 Nov 2021.