Penn Capital Management’s NEOPHOTONICS CORP NPTN Stock Holding History

Penn Capital Management’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-524,734	Closed	-$3.54M	–	313
2015 Q1	$3.54M	Sell	524,734 -13,102	-2%	-$52.7K	0.14%	198
2014 Q4	$1.82M	Sell	537,836 -26,274	-5%	-$84.1K	0.08%	243
2014 Q3	$1.89M	Sell	564,110 -499	-0.1%	-$1.56K	0.08%	231
2014 Q2	$2.35M	Sell	564,609 -48,169	-8%	-$255K	0.09%	215
2014 Q1	$4.86M	Sell	612,778 -80,133	-12%	-$597K	0.18%	149
2013 Q4	$4.89M	Buy	692,911 +501,785	+263%	+$3.35M	0.18%	155
2013 Q3	$1.41M	Buy	+191,126	New	+$1.49M	0.06%	244

Other funds holding NPTN

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

MCM

Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return

Nokomis Capital Dallas, Texas $349M AUM 75.66% 1-Year Est. Return

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

EAM Investors Solana Beach, California $866M AUM 377.14% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

ARM

Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return

BIM

Bogle Investment Management Newton Lower Falls, Massachusetts $63M AUM 51.97% 1-Year Est. Return

Penn Capital Management's NPTN Position: Q2 2015 in Review

Penn Capital Management sold out of NEOPHOTONICS CORP (NPTN) in Q2 2015, closing a stake of 524,734 shares — an estimated $3.54M sold.

Penn Capital Management first reported a position in NPTN in Q3 2013 and held it in 7 quarters. The position peaked at $4.89M in Q4 2013. 104 funds tracked by Wall St. Rank hold NPTN as of Q2 2015.

Penn Capital Management reported no remaining NEOPHOTONICS CORP position as of Q2 2015 after selling out during the quarter.
Penn Capital Management sold 524,734 NEOPHOTONICS CORP shares in Q2 2015, an estimated $3.54M.
Penn Capital Management first reported a position in NEOPHOTONICS CORP in Q3 2013 and held it in 7 quarters.
Penn Capital Management's NEOPHOTONICS CORP position peaked at $4.89M in Q4 2013.
104 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q2 2015.

Based on Penn Capital Management's 13F filing for Q2 2015, filed 12 Aug 2015.