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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNR
5201
Core Natural Resources Inc
CNR
$4.02B
$1K ﹤0.01%
84
-103
-55% -$1.42K
PVLA
5202
Palvella Therapeutics
PVLA
$1.99B
– –
-8
Closed -$2.22K
ENZ
5203
DELISTED
Enzo Biochem, Inc.
ENZ
$1K ﹤0.01%
419
– –
VOXX
5204
DELISTED
VOXX International Corporation Class A
VOXX
$1K ﹤0.01%
153
– –
CUTR
5205
DELISTED
Cutera, Inc.
CUTR
$1K ﹤0.01%
+25
New +$845
VTNR
5206
DELISTED
Vertex Energy, Inc
VTNR
$1K ﹤0.01%
658
– –
AMK
5207
DELISTED
AssetMark Financial Holdings, Inc.
AMK
$1K ﹤0.01%
+24
New +$628
MMAT
5208
DELISTED
Meta Materials Inc. Common Stock
MMAT
$1K ﹤0.01%
6
-7
-54% -$1.16K
SBOW
5209
DELISTED
SilverBow Resources, Inc.
SBOW
$1K ﹤0.01%
140
-58
-29% -$549
CBD
5210
DELISTED
Companhia Brasileira de Distribuicao
CBD
$1K ﹤0.01%
27
– –
EXPR
5211
DELISTED
Express, Inc.
EXPR
$1K ﹤0.01%
10
– –
CHIC
5212
DELISTED
Global X MSCI China Communication Services ETF
CHIC
$1K ﹤0.01%
26
-1,639
-98% -$37.2K
MARK
5213
DELISTED
Remark Holdings, Inc.
MARK
$1K ﹤0.01%
170
– –
WTER
5214
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$1K ﹤0.01%
73
– –
BVH
5215
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$1K ﹤0.01%
29
– –
RPT
5216
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
53
– –
VRTV
5217
DELISTED
VERITIV CORPORATION
VRTV
$1K ﹤0.01%
132
+4
+3% +$70
APRN
5218
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$1K ﹤0.01%
16
-13
-45% -$1.18K
RETA
5219
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$1K ﹤0.01%
4
-1
-20% -$182
TDW.WS.A
5220
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$1K ﹤0.01%
428
+64
+18% +$82
TA
5221
DELISTED
TravelCenters of America LLC
TA
$1K ﹤0.01%
47
– –
VYNT
5222
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$1K ﹤0.01%
43
-155
-78% -$3.71K
AMBC.WS
5223
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
ECOM
5224
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1K ﹤0.01%
138
– –
MBII
5225
DELISTED
Marrone Bio Innovations, Inc.
MBII
$1K ﹤0.01%
1,200
– –
207 208
209
210 211

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HAM
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.