LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMAN
5351
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
CGRN
5352
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$0 ﹤0.01%
51
-594
GLCN
5353
DELISTED
VanEck China Growth Leaders ETF
GLCN
– –
-2,540
NEX
5354
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-73
ACGN
5355
DELISTED
Aceragen Inc
ACGN
$0 ﹤0.01%
5
MTEM
5356
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
TDW.WS.B
5357
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
462
+69
STCN
5358
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
ROCC
5359
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
1
SNMP
5360
DELISTED
Evolve Transition Infrastructure LP
SNMP
$0 ﹤0.01%
3
MGI
5361
DELISTED
MoneyGram International, Inc. New
MGI
– –
-300
BSMX
5362
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$0 ﹤0.01%
2
-230
CIH
5363
DELISTED
China Index Holdings Limited American Depository Shares
CIH
$0 ﹤0.01%
+5
NVCN
5364
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
5
+4
ALR
5365
DELISTED
AlerisLife Inc
ALR
– –
-1
TALO.WS
5366
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
– –
-62
ASAP
5367
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$0 ﹤0.01%
51
PRTY
5368
DELISTED
Party City Holdco Inc.
PRTY
– –
-1,123
VIVE
5369
DELISTED
VIVEVE MED INC
VIVE
– –
-1
STAB
5370
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
265
NH
5371
DELISTED
NantHealth, Inc
NH
– –
-2
ELOX
5372
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
0
CFMS
5373
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-47
TMBR
5374
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
– –
-3
PZN
5375
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$0 ﹤0.01%
16
213 214
215
216 217