LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEMG
5351
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-384
CBM
5352
DELISTED
Cambrex Corporation
CBM
– –
-104
VIAB
5353
DELISTED
Viacom Inc. Class B
VIAB
– –
-27,032
LOR
5354
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-13,147
DNBF
5355
DELISTED
DNB Financial Corp
DNBF
– –
-273
NVTR
5356
DELISTED
Nuvectra Corporation Common Stock
NVTR
– –
-1,500
MCRN
5357
DELISTED
Milacron Holdings Corp.
MCRN
– –
-854
SDT
5358
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
– –
-3,424
NNC
5359
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
– –
-4,683
ZF
5360
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-7,009
NTC
5361
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
– –
-5,200
DOVA
5362
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
-2,817
DEMG
5363
DELISTED
Xtrackers FTSE Emerging Comprehensive Factor ETF
DEMG
– –
-88
DF
5364
DELISTED
Dean Foods Company
DF
– –
-10,989
DESC
5365
DELISTED
Xtrackers Russell 2000 Comprehensive Factor ETF
DESC
– –
-1,389
AREX
5366
DELISTED
Approach Resources Inc.
AREX
– –
-504
GHDX
5367
DELISTED
Genomic Health, Inc.
GHDX
– –
-2,435
BPL
5368
DELISTED
Buckeye Partners, L.P.
BPL
– –
-10,907
NRCG
5369
DELISTED
NRC Group Holdings Corp.
NRCG
– –
-400
UBNK
5370
DELISTED
United Financial Bancorp, Inc.
UBNK
– –
-10,750
OTIV
5371
DELISTED
OTI On Track Innovations Ltd
OTIV
– –
-500
CVRS
5372
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-400
MDSO
5373
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-309
RTEC
5374
DELISTED
Rudolph Technologies Inc
RTEC
– –
-814
AAC
5375
DELISTED
AAC Holdings
AAC
– –
-270
213 214
215
216 217