LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUMN
5351
DELISTED
Golden Minerals Company
AUMN
$0 ﹤0.01%
6
TDW.WS
5352
DELISTED
Tidewater Inc.
TDW.WS
$0 ﹤0.01%
18
KOIN
5353
DELISTED
Capital Link Global Fintech Leaders ETF
KOIN
– –
-240
OPGN
5354
DELISTED
OpGen, Inc
OPGN
– –
0
YTEN
5355
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
CASA
5356
DELISTED
Casa Systems, Inc. Common Stock
CASA
– –
-500
MTBL
5357
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
NGE
5358
DELISTED
Global X MSCI Nigeria ETF
NGE
– –
0
CBAY
5359
DELISTED
Cymabay Therapeutics
CBAY
– –
-358
SUNW
5360
DELISTED
Sunworks, Inc.
SUNW
$0 ﹤0.01%
100
RESE
5361
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$0 ﹤0.01%
1
SALM
5362
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$0 ﹤0.01%
12
NETI
5363
DELISTED
Eneti Inc.
NETI
– –
-22
CLRG
5364
DELISTED
IndexIQ ETF Trust IQ U.S. Large Cap ETF
CLRG
– –
-1,029
AENZ
5365
DELISTED
Aenza S.A.A.
AENZ
– –
0
AVID
5366
DELISTED
Avid Technology Inc
AVID
$0 ﹤0.01%
20
SCPL
5367
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$0 ﹤0.01%
2
-1
EMAN
5368
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
CGRN
5369
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$0 ﹤0.01%
51
-594
GLCN
5370
DELISTED
VanEck China Growth Leaders ETF
GLCN
– –
-2,540
NEX
5371
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-73
ACGN
5372
DELISTED
Aceragen Inc
ACGN
$0 ﹤0.01%
5
MTEM
5373
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
TDW.WS.B
5374
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
462
+69
IMBI
5375
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$0 ﹤0.01%
10
213 214
215
216 217