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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNK icon
5351
Genco Shipping & Trading
GNK
$1.13B
$0 ﹤0.01%
21
– –
GNLN icon
5352
Greenlane Holdings
GNLN
$1.24M
– –
0
– –
GNSS icon
5353
Genasys
GNSS
$77.9M
– –
-100
Closed –
GOSS icon
5354
Gossamer Bio
GOSS
$82M
$0 ﹤0.01%
1
– –
GSAT icon
5355
Globalstar
GSAT
$10.9B
$0 ﹤0.01%
7
– –
GSBC icon
5356
Great Southern Bancorp
GSBC
$890M
– –
-102
Closed -$6K
HEPA
5357
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
HRTG icon
5358
Heritage Insurance Holdings
HRTG
$910M
$0 ﹤0.01%
41
– –
HTUS icon
5359
Hull Tactical US ETF
HTUS
$156M
– –
-4,891
Closed -$125K
IAF
5360
abrdn Australia Equity Fund
IAF
$123M
– –
-167
Closed -$3K
IBIO icon
5361
iBio
IBIO
$69.1M
$0 ﹤0.01%
2
– –
IESC icon
5362
IES Holdings
IESC
$13.9B
$0 ﹤0.01%
18
+10
+125% +$216
IGC icon
5363
IGC Pharma
IGC
$25.5M
$0 ﹤0.01%
500
– –
IMMR icon
5364
Immersion
IMMR
$252M
– –
-100
Closed -$1K
INVE icon
5365
Identive
INVE
$64.3M
$0 ﹤0.01%
10
– –
IZRL icon
5366
ARK Israel Innovative Technology ETF
IZRL
$140M
$0 ﹤0.01%
45
-355
-89% -$7.66K
JNUG icon
5367
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$351M
$0 ﹤0.01%
+1
New +$635
KLXE icon
5368
KLX Energy Services
KLXE
$43.3M
$0 ﹤0.01%
9
-39
-81% -$1.45K
KOPN icon
5369
Kopin
KOPN
$650M
$0 ﹤0.01%
668
+600
+882% +$307
KOSS icon
5370
Koss Corp
KOSS
$35.5M
$0 ﹤0.01%
66
– –
KRRO icon
5371
Korro Bio
KRRO
$151M
– –
0
– –
KT icon
5372
KT
KT
$8.8B
$0 ﹤0.01%
4
-7,426
-100% -$84.6K
LAB icon
5373
Standard BioTools
LAB
$348M
$0 ﹤0.01%
9
-63
-88% -$222
LCTX icon
5374
Lineage Cell Therapeutics
LCTX
$272M
$0 ﹤0.01%
182
-5,073
-97% -$4.23K
LEU icon
5375
Centrus Energy
LEU
$3.45B
$0 ﹤0.01%
3
– –
213 214
215
216 217

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.