LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MN
5376
DELISTED
MANNING & NAPIER, INC.
MN
– –
-500
GBL
5377
DELISTED
GAMCO Investors, Inc.
GBL
– –
-39
CHNG
5378
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-1,000
USAK
5379
DELISTED
USA Truck Inc
USAK
$0 ﹤0.01%
50
ICOL
5380
DELISTED
iShares MSCI Colombia ETF
ICOL
$0 ﹤0.01%
17
DIVA
5381
DELISTED
AGFiQ Hedged Dividend Income Fund
DIVA
– –
-2,214
HSTO
5382
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-1
LEJU
5383
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
– –
-1
SFUN
5384
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$0 ﹤0.01%
20
GFED
5385
DELISTED
Guaranty Federal Bancshares In
GFED
$0 ﹤0.01%
6
BXRX
5386
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
– –
0
PCOM
5387
DELISTED
Points.com Inc. Common Shares
PCOM
$0 ﹤0.01%
12
ADXS
5388
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
66
PHIOW
5389
DELISTED
Phio Pharmaceuticals Corp. Warrants expiring 12/21/2021
PHIOW
$0 ﹤0.01%
3,000
ADMS
5390
DELISTED
Adamas Pharmaceuticals
ADMS
$0 ﹤0.01%
50
CAI
5391
DELISTED
CAI International, Inc.
CAI
$0 ﹤0.01%
6
-560
QADB
5392
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
SIC
5393
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$0 ﹤0.01%
24
JAX
5394
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
34
SQBG
5395
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
21
+20
FCBP
5396
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
6
FFG
5397
DELISTED
FBL Financial Group
FFG
$0 ﹤0.01%
1
-166
CRHM
5398
DELISTED
CRH Medical Corporation
CRHM
$0 ﹤0.01%
52
OTEL
5399
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
9
NMCI
5400
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
176
-15
214 215
216
217 218