LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STCN
5376
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
ROCC
5377
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
1
SNMP
5378
DELISTED
Evolve Transition Infrastructure LP
SNMP
$0 ﹤0.01%
3
MGI
5379
DELISTED
MoneyGram International, Inc. New
MGI
– –
-300
BSMX
5380
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$0 ﹤0.01%
2
-230
CIH
5381
DELISTED
China Index Holdings Limited American Depository Shares
CIH
$0 ﹤0.01%
+5
NVCN
5382
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
5
+4
ALR
5383
DELISTED
AlerisLife Inc
ALR
– –
-1
ASAP
5384
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$0 ﹤0.01%
51
PRTY
5385
DELISTED
Party City Holdco Inc.
PRTY
– –
-1,123
STAB
5386
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
265
NH
5387
DELISTED
NantHealth, Inc
NH
– –
-2
ELOX
5388
DELISTED
Eloxx Pharmaceuticals, Inc. Common Stock
ELOX
– –
0
CFMS
5389
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-47
TMBR
5390
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
– –
-3
PZN
5391
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$0 ﹤0.01%
16
MN
5392
DELISTED
MANNING & NAPIER, INC.
MN
– –
-500
GBL
5393
DELISTED
GAMCO Investors, Inc.
GBL
– –
-39
CHNG
5394
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-1,000
USAK
5395
DELISTED
USA Truck Inc
USAK
$0 ﹤0.01%
50
ICOL
5396
DELISTED
iShares MSCI Colombia ETF
ICOL
$0 ﹤0.01%
17
DIVA
5397
DELISTED
AGFiQ Hedged Dividend Income Fund
DIVA
– –
-2,214
HSTO
5398
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-1
LEJU
5399
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
– –
-1
SFUN
5400
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$0 ﹤0.01%
20
214 215
216
217 218